Triple

T12484032
Position Surface form Disambiguated ID Type / Status
Subject Section 4(a)(6) of the Securities Act of 1933 E298384 entity
Predicate relatedTo P37 FINISHED
Object Section 4(a)(2) of the Securities Act of 1933 E271831 NE FINISHED

How this triple was built (2 steps)

Every LLM step that produced this triple, in pipeline order — named-entity classification, the disambiguation choices (the exact options shown, with the pick highlighted), and the generated description. The batch + timestamp of each is in the Provenance table below.

NER Named-entity recognition gpt-5-mini
Instruction
Given a phrase, classify it is english named entity (e.g., persons, organizations, works of art) in Latin script, or not (e.g., literals, dates, URLs, verbose phrases). For disambiguation, the statement where the phrase occurs as object is also given. Please return a JSON object with `phrase` (string, the phrase being analyzed) and `is_ne` (boolean, indicating whether the phrase is a Named Entity).
Input
Phrase: Section 4(a)(2) of the Securities Act of 1933 | Statement: [Section 4(a)(6) of the Securities Act of 1933, relatedTo, Section 4(a)(2) of the Securities Act of 1933]
NED1 Entity disambiguation (via context triple) gpt-5-mini-2025-08-07 
Target entity: Section 4(a)(2) of the Securities Act of 1933
Context triple: [Section 4(a)(6) of the Securities Act of 1933, relatedTo, Section 4(a)(2) of the Securities Act of 1933]
  • A. Section 4(a)(2) of the Securities Act of 1933 chosen
    Section 4(a)(2) of the Securities Act of 1933 is the statutory exemption that permits issuers to offer and sell securities in private placements without registering them with the SEC, provided the transactions do not involve a public offering.
  • B. Section 4(a)(1) of the Securities Act of 1933
    Section 4(a)(1) of the Securities Act of 1933 is a statutory exemption that allows persons other than issuers, underwriters, or dealers to resell securities without registering the transaction with the U.S. Securities and Exchange Commission.
  • C. Section 4(a)(6) of the Securities Act of 1933
    Section 4(a)(6) of the Securities Act of 1933 is the statutory exemption that permits certain small companies to raise limited amounts of capital from the general public through regulated crowdfunding without registering their securities offerings with the SEC.
  • D. Section 10(b) of the Securities Exchange Act of 1934
    Section 10(b) of the Securities Exchange Act of 1934 is a key U.S. federal securities law provision that broadly prohibits manipulative and deceptive practices in connection with the purchase or sale of securities.
  • E. Section 15 of the Securities Exchange Act of 1934
    Section 15 of the Securities Exchange Act of 1934 is the core U.S. federal provision that requires broker-dealers to register with the Securities and Exchange Commission and comply with associated regulatory obligations.
  • F. None of above.
  • G. Unsure - the case is ambiguous/there is not enough information to decide.

Provenance (3 batches)

The batch behind each pipeline step, in order, with when it ran. Timestamps are batch-level — stages were processed in waves, so the object chain (NER → NED1 → NEDg → NED2) reads in order, but predicate / elicitation batches can sit in a different wave.

Step Stage Batch ID Status When
creating Elicitation batch_69d6ada377208190a36011199a4d8558 completed April 8, 2026, 7:33 p.m.
NER Named-entity recognition batch_69d94ddf0b6c8190aff4fe267d8f6efe completed April 10, 2026, 7:22 p.m.
NED1 Entity disambiguation (via context triple) batch_69f63f2b5ed481909ead4f5b96d44064 completed May 2, 2026, 6:15 p.m.
Created at: April 8, 2026, 9:56 p.m.