Triple

T12398844
Position Surface form Disambiguated ID Type / Status
Subject Wells notice process E296193 entity
Predicate governedBy P46 FINISHED
Object SEC Rules of Practice
The SEC Rules of Practice are the procedural regulations that govern how the U.S. Securities and Exchange Commission conducts its enforcement actions and administrative proceedings.
 E982506 NE FINISHED

How this triple was built (4 steps)

Every LLM step that produced this triple, in pipeline order — named-entity classification, the disambiguation choices (the exact options shown, with the pick highlighted), and the generated description. The batch + timestamp of each is in the Provenance table below.

NER Named-entity recognition gpt-5-mini
Instruction
Given a phrase, classify it is english named entity (e.g., persons, organizations, works of art) in Latin script, or not (e.g., literals, dates, URLs, verbose phrases). For disambiguation, the statement where the phrase occurs as object is also given. Please return a JSON object with `phrase` (string, the phrase being analyzed) and `is_ne` (boolean, indicating whether the phrase is a Named Entity).
Input
Phrase: SEC Rules of Practice | Statement: [Wells notice process, governedBy, SEC Rules of Practice]
NED1 Entity disambiguation (via context triple) gpt-5-mini-2025-08-07 
Target entity: SEC Rules of Practice
Context triple: [Wells notice process, governedBy, SEC Rules of Practice]
  • A. Regulation SCI
    Regulation SCI is a U.S. Securities and Exchange Commission rule framework that imposes technology, operational resilience, and cybersecurity standards on key securities market participants and their critical systems.
  • B. Regulation NMS
    Regulation NMS is a set of U.S. Securities and Exchange Commission rules designed to modernize and strengthen the national market system for equity trading, emphasizing fair access, price transparency, and best execution across exchanges.
  • C. SEC Rule 15b1-1
    SEC Rule 15b1-1 is a U.S. Securities and Exchange Commission regulation that governs the registration of broker-dealers, including the requirement to file Form BD.
  • D. IOSCO Principles of Securities Regulation
    The IOSCO Principles of Securities Regulation are a globally recognized set of core standards that guide the regulation, supervision, and oversight of securities markets to promote investor protection, market integrity, and financial stability.
  • E. Prospectus Regulation Rules
    Prospectus Regulation Rules are a set of UK financial regulations that govern the preparation, approval, and publication of prospectuses for securities offered to the public or admitted to trading on regulated markets.
  • F. None of above. chosen
  • G. Unsure - the case is ambiguous/there is not enough information to decide.
NEDg Description generation gpt-5.1
Instruction
Generate a one-sentence description of the target entity. 
You are given a context triple in the form (subject, predicate, object), where the object is the target entity. 
# Instructions
Use the triple to infer relevant information about the entity. Describe the entity based on what is most defining, well-known. 
Avoid repeating the information from the triple, unless really essential.
# Response Format
Return only the sentence: "Description: [one-sentence description of the target entity]"
Input
Entity: SEC Rules of Practice
Triple: [Wells notice process, governedBy, SEC Rules of Practice]
Generated description
The SEC Rules of Practice are the procedural regulations that govern how the U.S. Securities and Exchange Commission conducts its enforcement actions and administrative proceedings.
NED2 Entity disambiguation (via description) gpt-5-mini-2025-08-07 
Target entity: SEC Rules of Practice
Target entity description: The SEC Rules of Practice are the procedural regulations that govern how the U.S. Securities and Exchange Commission conducts its enforcement actions and administrative proceedings.
  • A. Regulation SCI
    Regulation SCI is a U.S. Securities and Exchange Commission rule framework that imposes technology, operational resilience, and cybersecurity standards on key securities market participants and their critical systems.
  • B. Regulation NMS
    Regulation NMS is a set of U.S. Securities and Exchange Commission rules designed to modernize and strengthen the national market system for equity trading, emphasizing fair access, price transparency, and best execution across exchanges.
  • C. SEC Rule 15b1-1
    SEC Rule 15b1-1 is a U.S. Securities and Exchange Commission regulation that governs the registration of broker-dealers, including the requirement to file Form BD.
  • D. IOSCO Principles of Securities Regulation
    The IOSCO Principles of Securities Regulation are a globally recognized set of core standards that guide the regulation, supervision, and oversight of securities markets to promote investor protection, market integrity, and financial stability.
  • E. Prospectus Regulation Rules
    Prospectus Regulation Rules are a set of UK financial regulations that govern the preparation, approval, and publication of prospectuses for securities offered to the public or admitted to trading on regulated markets.
  • F. None of above. chosen

Provenance (5 batches)

The batch behind each pipeline step, in order, with when it ran. Timestamps are batch-level — stages were processed in waves, so the object chain (NER → NED1 → NEDg → NED2) reads in order, but predicate / elicitation batches can sit in a different wave.

Step Stage Batch ID Status When
creating Elicitation batch_69d6ad9f464c81909db36d7e96e34b9e completed April 8, 2026, 7:33 p.m.
NER Named-entity recognition batch_69d93fd448f08190af425a569d7ed158 completed April 10, 2026, 6:22 p.m.
NED1 Entity disambiguation (via context triple) batch_69f63480a8bc8190885130f63a3ec761 completed May 2, 2026, 5:29 p.m.
NEDg Description generation batch_69f638cbb6dc8190a80ffe3430337855 completed May 2, 2026, 5:47 p.m.
NED2 Entity disambiguation (via description) batch_69f6397a3458819095b94ae7f9d5f106 completed May 2, 2026, 5:50 p.m.
Created at: April 8, 2026, 9:54 p.m.