Triple
T12398806
| Position | Surface form | Disambiguated ID | Type / Status |
|---|---|---|---|
| Subject | Wells notice process |
E296193
|
entity |
| Predicate | appliesTo |
P1129
|
FINISHED |
| Object |
U.S. Securities and Exchange Commission enforcement actions
U.S. Securities and Exchange Commission enforcement actions are legal and regulatory proceedings the SEC brings against individuals or entities suspected of violating federal securities laws, often resulting in penalties, injunctions, or other sanctions.
|
E60923
|
NE FINISHED |
How this triple was built (4 steps)
Every LLM step that produced this triple, in pipeline order — named-entity classification, the disambiguation choices (the exact options shown, with the pick highlighted), and the generated description. The batch + timestamp of each is in the Provenance table below.
NER
Named-entity recognition
gpt-5-mini
Instruction
Given a phrase, classify it is english named entity (e.g., persons, organizations, works of art) in Latin script, or not (e.g., literals, dates, URLs, verbose phrases). For disambiguation, the statement where the phrase occurs as object is also given. Please return a JSON object with `phrase` (string, the phrase being analyzed) and `is_ne` (boolean, indicating whether the phrase is a Named Entity).
Input
Phrase: U.S. Securities and Exchange Commission enforcement actions | Statement: [Wells notice process, appliesTo, U.S. Securities and Exchange Commission enforcement actions]
NED1
Entity disambiguation (via context triple)
gpt-5-mini-2025-08-07
Target entity: U.S. Securities and Exchange Commission enforcement actions Context triple: [Wells notice process, appliesTo, U.S. Securities and Exchange Commission enforcement actions]
-
A.
Division of Enforcement of the SEC
The Division of Enforcement of the SEC is the U.S. Securities and Exchange Commission’s primary investigative and prosecutorial arm responsible for pursuing violations of federal securities laws and protecting investors.
-
B.
Division of Investment Management of the SEC
The Division of Investment Management of the SEC is the U.S. Securities and Exchange Commission unit responsible for regulating and overseeing investment companies, investment advisers, and related financial products to protect investors and promote fair, efficient markets.
-
C.
United States federal securities laws
United States federal securities laws are a set of statutes and regulations that govern the issuance, trading, and disclosure of securities in U.S. financial markets to protect investors and maintain fair, orderly, and efficient markets.
-
D.
Division of Trading and Markets of the SEC
The Division of Trading and Markets of the SEC is the unit responsible for overseeing and regulating U.S. securities markets, broker-dealers, and key market infrastructure to ensure fair, orderly, and efficient trading.
-
E.
Office of the Chief Accountant of the SEC
The Office of the Chief Accountant of the SEC is the division within the U.S. Securities and Exchange Commission responsible for establishing and interpreting accounting and auditing policies to ensure high-quality financial reporting in the securities markets.
- F. None of above. chosen
- G. Unsure - the case is ambiguous/there is not enough information to decide.
NEDg
Description generation
gpt-5.1
Instruction
Generate a one-sentence description of the target entity. You are given a context triple in the form (subject, predicate, object), where the object is the target entity. # Instructions Use the triple to infer relevant information about the entity. Describe the entity based on what is most defining, well-known. Avoid repeating the information from the triple, unless really essential. # Response Format Return only the sentence: "Description: [one-sentence description of the target entity]"
Input
Entity: U.S. Securities and Exchange Commission enforcement actions Triple: [Wells notice process, appliesTo, U.S. Securities and Exchange Commission enforcement actions]
Generated description
U.S. Securities and Exchange Commission enforcement actions are legal and regulatory proceedings the SEC brings against individuals or entities suspected of violating federal securities laws, often resulting in penalties, injunctions, or other sanctions.
NED2
Entity disambiguation (via description)
gpt-5-mini-2025-08-07
Target entity: U.S. Securities and Exchange Commission enforcement actions Target entity description: U.S. Securities and Exchange Commission enforcement actions are legal and regulatory proceedings the SEC brings against individuals or entities suspected of violating federal securities laws, often resulting in penalties, injunctions, or other sanctions.
-
A.
Division of Enforcement of the SEC
chosen
The Division of Enforcement of the SEC is the U.S. Securities and Exchange Commission’s primary investigative and prosecutorial arm responsible for pursuing violations of federal securities laws and protecting investors.
-
B.
Division of Investment Management of the SEC
The Division of Investment Management of the SEC is the U.S. Securities and Exchange Commission unit responsible for regulating and overseeing investment companies, investment advisers, and related financial products to protect investors and promote fair, efficient markets.
-
C.
United States federal securities laws
United States federal securities laws are a set of statutes and regulations that govern the issuance, trading, and disclosure of securities in U.S. financial markets to protect investors and maintain fair, orderly, and efficient markets.
-
D.
Division of Trading and Markets of the SEC
The Division of Trading and Markets of the SEC is the unit responsible for overseeing and regulating U.S. securities markets, broker-dealers, and key market infrastructure to ensure fair, orderly, and efficient trading.
-
E.
Office of the Chief Accountant of the SEC
The Office of the Chief Accountant of the SEC is the division within the U.S. Securities and Exchange Commission responsible for establishing and interpreting accounting and auditing policies to ensure high-quality financial reporting in the securities markets.
- F. None of above.
Provenance (5 batches)
The batch behind each pipeline step, in order, with when it ran. Timestamps are batch-level — stages were processed in waves, so the object chain (NER → NED1 → NEDg → NED2) reads in order, but predicate / elicitation batches can sit in a different wave.
| Step | Stage | Batch ID | Status | When |
|---|---|---|---|---|
| creating | Elicitation | batch_69d6ad9f464c81909db36d7e96e34b9e |
completed | April 8, 2026, 7:33 p.m. |
| NER | Named-entity recognition | batch_69d93fd448f08190af425a569d7ed158 |
completed | April 10, 2026, 6:22 p.m. |
| NED1 | Entity disambiguation (via context triple) | batch_69f63480a8bc8190885130f63a3ec761 |
completed | May 2, 2026, 5:29 p.m. |
| NEDg | Description generation | batch_69f638cbb6dc8190a80ffe3430337855 |
completed | May 2, 2026, 5:47 p.m. |
| NED2 | Entity disambiguation (via description) | batch_69f6397a3458819095b94ae7f9d5f106 |
completed | May 2, 2026, 5:50 p.m. |
Created at: April 8, 2026, 9:54 p.m.