Triple

T12398806
Position Surface form Disambiguated ID Type / Status
Subject Wells notice process E296193 entity
Predicate appliesTo P1129 FINISHED
Object U.S. Securities and Exchange Commission enforcement actions
U.S. Securities and Exchange Commission enforcement actions are legal and regulatory proceedings the SEC brings against individuals or entities suspected of violating federal securities laws, often resulting in penalties, injunctions, or other sanctions.
E60923 NE FINISHED

How this triple was built (4 steps)

Every LLM step that produced this triple, in pipeline order — named-entity classification, the disambiguation choices (the exact options shown, with the pick highlighted), and the generated description. The batch + timestamp of each is in the Provenance table below.

NER Named-entity recognition gpt-5-mini
Instruction
Given a phrase, classify it is english named entity (e.g., persons, organizations, works of art) in Latin script, or not (e.g., literals, dates, URLs, verbose phrases). For disambiguation, the statement where the phrase occurs as object is also given. Please return a JSON object with `phrase` (string, the phrase being analyzed) and `is_ne` (boolean, indicating whether the phrase is a Named Entity).
Input
Phrase: U.S. Securities and Exchange Commission enforcement actions | Statement: [Wells notice process, appliesTo, U.S. Securities and Exchange Commission enforcement actions]
NED1 Entity disambiguation (via context triple) gpt-5-mini-2025-08-07
Target entity: U.S. Securities and Exchange Commission enforcement actions
Context triple: [Wells notice process, appliesTo, U.S. Securities and Exchange Commission enforcement actions]
  • A. Division of Enforcement of the SEC
    The Division of Enforcement of the SEC is the U.S. Securities and Exchange Commission’s primary investigative and prosecutorial arm responsible for pursuing violations of federal securities laws and protecting investors.
  • B. Division of Investment Management of the SEC
    The Division of Investment Management of the SEC is the U.S. Securities and Exchange Commission unit responsible for regulating and overseeing investment companies, investment advisers, and related financial products to protect investors and promote fair, efficient markets.
  • C. United States federal securities laws
    United States federal securities laws are a set of statutes and regulations that govern the issuance, trading, and disclosure of securities in U.S. financial markets to protect investors and maintain fair, orderly, and efficient markets.
  • D. Division of Trading and Markets of the SEC
    The Division of Trading and Markets of the SEC is the unit responsible for overseeing and regulating U.S. securities markets, broker-dealers, and key market infrastructure to ensure fair, orderly, and efficient trading.
  • E. Office of the Chief Accountant of the SEC
    The Office of the Chief Accountant of the SEC is the division within the U.S. Securities and Exchange Commission responsible for establishing and interpreting accounting and auditing policies to ensure high-quality financial reporting in the securities markets.
  • F. None of above. chosen
  • G. Unsure - the case is ambiguous/there is not enough information to decide.
NEDg Description generation gpt-5.1
Instruction
Generate a one-sentence description of the target entity. 
You are given a context triple in the form (subject, predicate, object), where the object is the target entity. 
# Instructions
Use the triple to infer relevant information about the entity. Describe the entity based on what is most defining, well-known. 
Avoid repeating the information from the triple, unless really essential.
# Response Format
Return only the sentence: "Description: [one-sentence description of the target entity]"
Input
Entity: U.S. Securities and Exchange Commission enforcement actions
Triple: [Wells notice process, appliesTo, U.S. Securities and Exchange Commission enforcement actions]
Generated description
U.S. Securities and Exchange Commission enforcement actions are legal and regulatory proceedings the SEC brings against individuals or entities suspected of violating federal securities laws, often resulting in penalties, injunctions, or other sanctions.
NED2 Entity disambiguation (via description) gpt-5-mini-2025-08-07
Target entity: U.S. Securities and Exchange Commission enforcement actions
Target entity description: U.S. Securities and Exchange Commission enforcement actions are legal and regulatory proceedings the SEC brings against individuals or entities suspected of violating federal securities laws, often resulting in penalties, injunctions, or other sanctions.
  • A. Division of Enforcement of the SEC chosen
    The Division of Enforcement of the SEC is the U.S. Securities and Exchange Commission’s primary investigative and prosecutorial arm responsible for pursuing violations of federal securities laws and protecting investors.
  • B. Division of Investment Management of the SEC
    The Division of Investment Management of the SEC is the U.S. Securities and Exchange Commission unit responsible for regulating and overseeing investment companies, investment advisers, and related financial products to protect investors and promote fair, efficient markets.
  • C. United States federal securities laws
    United States federal securities laws are a set of statutes and regulations that govern the issuance, trading, and disclosure of securities in U.S. financial markets to protect investors and maintain fair, orderly, and efficient markets.
  • D. Division of Trading and Markets of the SEC
    The Division of Trading and Markets of the SEC is the unit responsible for overseeing and regulating U.S. securities markets, broker-dealers, and key market infrastructure to ensure fair, orderly, and efficient trading.
  • E. Office of the Chief Accountant of the SEC
    The Office of the Chief Accountant of the SEC is the division within the U.S. Securities and Exchange Commission responsible for establishing and interpreting accounting and auditing policies to ensure high-quality financial reporting in the securities markets.
  • F. None of above.

Provenance (5 batches)

The batch behind each pipeline step, in order, with when it ran. Timestamps are batch-level — stages were processed in waves, so the object chain (NER → NED1 → NEDg → NED2) reads in order, but predicate / elicitation batches can sit in a different wave.

Step Stage Batch ID Status When
creating Elicitation batch_69d6ad9f464c81909db36d7e96e34b9e completed April 8, 2026, 7:33 p.m.
NER Named-entity recognition batch_69d93fd448f08190af425a569d7ed158 completed April 10, 2026, 6:22 p.m.
NED1 Entity disambiguation (via context triple) batch_69f63480a8bc8190885130f63a3ec761 completed May 2, 2026, 5:29 p.m.
NEDg Description generation batch_69f638cbb6dc8190a80ffe3430337855 completed May 2, 2026, 5:47 p.m.
NED2 Entity disambiguation (via description) batch_69f6397a3458819095b94ae7f9d5f106 completed May 2, 2026, 5:50 p.m.
Created at: April 8, 2026, 9:54 p.m.