Triple
T11468245
| Position | Surface form | Disambiguated ID | Type / Status |
|---|---|---|---|
| Subject | Section 4(a)(2) of the Securities Act of 1933 |
E271831
|
entity |
| Predicate | distinguishedFrom |
P1612
|
FINISHED |
| Object | Rule 144 resale safe harbor |
E271832
|
NE FINISHED |
How this triple was built (2 steps)
Every LLM step that produced this triple, in pipeline order — named-entity classification, the disambiguation choices (the exact options shown, with the pick highlighted), and the generated description. The batch + timestamp of each is in the Provenance table below.
NER
Named-entity recognition
gpt-5-mini
Instruction
Given a phrase, classify it is english named entity (e.g., persons, organizations, works of art) in Latin script, or not (e.g., literals, dates, URLs, verbose phrases). For disambiguation, the statement where the phrase occurs as object is also given. Please return a JSON object with `phrase` (string, the phrase being analyzed) and `is_ne` (boolean, indicating whether the phrase is a Named Entity).
Input
Phrase: Rule 144 resale safe harbor | Statement: [Section 4(a)(2) of the Securities Act of 1933, distinguishedFrom, Rule 144 resale safe harbor]
NED1
Entity disambiguation (via context triple)
gpt-5-mini-2025-08-07
Target entity: Rule 144 resale safe harbor Context triple: [Section 4(a)(2) of the Securities Act of 1933, distinguishedFrom, Rule 144 resale safe harbor]
-
A.
Rule 144
chosen
Rule 144 is a U.S. Securities and Exchange Commission regulation that provides a safe harbor for the public resale of restricted and control securities if specific holding period, volume, and disclosure conditions are met.
-
B.
Rule 144A
Rule 144A is a U.S. Securities and Exchange Commission safe harbor rule that facilitates the private resale of restricted and control securities to qualified institutional buyers, enhancing liquidity in the private capital markets.
-
C.
Regulation S
Regulation S is a U.S. Securities and Exchange Commission rule that provides a safe harbor exemption for offers and sales of securities made outside the United States, allowing issuers to avoid registering those offerings under the Securities Act of 1933.
-
D.
SEC Rule 15b1-1
SEC Rule 15b1-1 is a U.S. Securities and Exchange Commission regulation that governs the registration of broker-dealers, including the requirement to file Form BD.
-
E.
Regulation U
Regulation U is a U.S. Federal Reserve regulation that governs the amount of credit banks and other lenders may extend for the purpose of buying or carrying margin stock, helping to control the use of leverage in securities markets.
- F. None of above.
- G. Unsure - the case is ambiguous/there is not enough information to decide.
Provenance (3 batches)
The batch behind each pipeline step, in order, with when it ran. Timestamps are batch-level — stages were processed in waves, so the object chain (NER → NED1 → NEDg → NED2) reads in order, but predicate / elicitation batches can sit in a different wave.
| Step | Stage | Batch ID | Status | When |
|---|---|---|---|---|
| creating | Elicitation | batch_69d6aae0c8d881908a5a360c0be3242e |
completed | April 8, 2026, 7:22 p.m. |
| NER | Named-entity recognition | batch_69d822f74144819094479690c8151073 |
completed | April 9, 2026, 10:06 p.m. |
| NED1 | Entity disambiguation (via context triple) | batch_69e5e9429a308190810b485708d28617 |
completed | April 20, 2026, 8:52 a.m. |
Created at: April 8, 2026, 9:35 p.m.