Triple
T1097822
| Position | Surface form | Disambiguated ID | Type / Status |
|---|---|---|---|
| Subject | Rule 10b-5 |
E24308
|
entity |
| Predicate | relatedTo |
P37
|
FINISHED |
| Object | Rule 10b5-1 |
E24308
|
NE FINISHED |
How this triple was built (2 steps)
Every LLM step that produced this triple, in pipeline order — named-entity classification, the disambiguation choices (the exact options shown, with the pick highlighted), and the generated description. The batch + timestamp of each is in the Provenance table below.
NER
Named-entity recognition
gpt-5-mini
Instruction
Given a phrase, classify it is english named entity (e.g., persons, organizations, works of art) in Latin script, or not (e.g., literals, dates, URLs, verbose phrases). For disambiguation, the statement where the phrase occurs as object is also given. Please return a JSON object with `phrase` (string, the phrase being analyzed) and `is_ne` (boolean, indicating whether the phrase is a Named Entity).
Input
Phrase: Rule 10b5-1 | Statement: [Rule 10b-5, relatedTo, Rule 10b5-1]
NED1
Entity disambiguation (via context triple)
gpt-5-mini-2025-08-07
Target entity: Rule 10b5-1 Context triple: [Rule 10b-5, relatedTo, Rule 10b5-1]
-
A.
Rule 10b-5
chosen
Rule 10b-5 is a core SEC anti-fraud regulation that prohibits deceptive practices in connection with the purchase or sale of securities.
-
B.
Regulation U
Regulation U is a U.S. Federal Reserve regulation that governs the amount of credit banks and other lenders may extend for the purpose of buying or carrying margin stock, helping to control the use of leverage in securities markets.
-
C.
Regulation NMS
Regulation NMS is a set of U.S. Securities and Exchange Commission rules designed to modernize and strengthen the national market system for equity trading, emphasizing fair access, price transparency, and best execution across exchanges.
-
D.
Regulation G
Regulation G was a former Federal Reserve Board regulation that governed the extension of credit by lenders other than banks and brokers for the purpose of purchasing or carrying securities, complementing margin rules like Regulation T.
-
E.
Rule 144A
Rule 144A is a U.S. Securities and Exchange Commission safe harbor rule that facilitates the private resale of restricted and control securities to qualified institutional buyers, enhancing liquidity in the private capital markets.
- F. None of above.
- G. Unsure - the case is ambiguous/there is not enough information to decide.
Provenance (3 batches)
The batch behind each pipeline step, in order, with when it ran. Timestamps are batch-level — stages were processed in waves, so the object chain (NER → NED1 → NEDg → NED2) reads in order, but predicate / elicitation batches can sit in a different wave.
| Step | Stage | Batch ID | Status | When |
|---|---|---|---|---|
| creating | Elicitation | batch_69a4940542308190ac2a0b1f730b7cfc |
completed | March 1, 2026, 7:31 p.m. |
| NER | Named-entity recognition | batch_69a4b9a1d3108190b2a304fef429848d |
completed | March 1, 2026, 10:11 p.m. |
| NED1 | Entity disambiguation (via context triple) | batch_69ac4c449e748190883cb7b9ba103d76 |
completed | March 7, 2026, 4:03 p.m. |
Created at: March 1, 2026, 7:43 p.m.