Triple

T1097807
Position Surface form Disambiguated ID Type / Status
Subject Rule 10b-5 E24308 entity
Predicate legalBasis P125 FINISHED
Object Section 10(b) of the Securities Exchange Act of 1934
Section 10(b) of the Securities Exchange Act of 1934 is a key U.S. federal securities law provision that broadly prohibits manipulative and deceptive practices in connection with the purchase or sale of securities.
E127660 NE FINISHED

How this triple was built (4 steps)

Every LLM step that produced this triple, in pipeline order — named-entity classification, the disambiguation choices (the exact options shown, with the pick highlighted), and the generated description. The batch + timestamp of each is in the Provenance table below.

NER Named-entity recognition gpt-5-mini
Instruction
Given a phrase, classify it is english named entity (e.g., persons, organizations, works of art) in Latin script, or not (e.g., literals, dates, URLs, verbose phrases). For disambiguation, the statement where the phrase occurs as object is also given. Please return a JSON object with `phrase` (string, the phrase being analyzed) and `is_ne` (boolean, indicating whether the phrase is a Named Entity).
Input
Phrase: Section 10(b) of the Securities Exchange Act of 1934 | Statement: [Rule 10b-5, legalBasis, Section 10(b) of the Securities Exchange Act of 1934]
NED1 Entity disambiguation (via context triple) gpt-5-mini-2025-08-07
Target entity: Section 10(b) of the Securities Exchange Act of 1934
Context triple: [Rule 10b-5, legalBasis, Section 10(b) of the Securities Exchange Act of 1934]
  • A. Rule 10b-5
    Rule 10b-5 is a core SEC anti-fraud regulation that prohibits deceptive practices in connection with the purchase or sale of securities.
  • B. U.S. Securities Exchange Act of 1934
    The U.S. Securities Exchange Act of 1934 is a landmark federal law that created the Securities and Exchange Commission (SEC) and established comprehensive regulation of secondary trading of securities in the United States to restore investor confidence and prevent market abuses.
  • C. Regulation U
    Regulation U is a U.S. Federal Reserve regulation that governs the amount of credit banks and other lenders may extend for the purpose of buying or carrying margin stock, helping to control the use of leverage in securities markets.
  • D. U.S. Securities Act of 1933
    The U.S. Securities Act of 1933 is a landmark federal law that established strict disclosure requirements for securities offerings to protect investors and restore confidence in financial markets after widespread abuses revealed by the stock market crash and ensuing economic crisis.
  • E. Securities Act Amendments of 1964
    The Securities Act Amendments of 1964 were U.S. federal legislative changes that expanded and strengthened federal securities regulation, particularly by extending disclosure and reporting requirements for publicly traded companies.
  • F. None of above. chosen
  • G. Unsure - the case is ambiguous/there is not enough information to decide.
NEDg Description generation gpt-5.1
Instruction
Generate a one-sentence description of the target entity. 
You are given a context triple in the form (subject, predicate, object), where the object is the target entity. 
# Instructions
Use the triple to infer relevant information about the entity. Describe the entity based on what is most defining, well-known. 
Avoid repeating the information from the triple, unless really essential.
# Response Format
Return only the sentence: "Description: [one-sentence description of the target entity]"
Input
Entity: Section 10(b) of the Securities Exchange Act of 1934
Triple: [Rule 10b-5, legalBasis, Section 10(b) of the Securities Exchange Act of 1934]
Generated description
Section 10(b) of the Securities Exchange Act of 1934 is a key U.S. federal securities law provision that broadly prohibits manipulative and deceptive practices in connection with the purchase or sale of securities.
NED2 Entity disambiguation (via description) gpt-5-mini-2025-08-07
Target entity: Section 10(b) of the Securities Exchange Act of 1934
Target entity description: Section 10(b) of the Securities Exchange Act of 1934 is a key U.S. federal securities law provision that broadly prohibits manipulative and deceptive practices in connection with the purchase or sale of securities.
  • A. Rule 10b-5
    Rule 10b-5 is a core SEC anti-fraud regulation that prohibits deceptive practices in connection with the purchase or sale of securities.
  • B. U.S. Securities Exchange Act of 1934
    The U.S. Securities Exchange Act of 1934 is a landmark federal law that created the Securities and Exchange Commission (SEC) and established comprehensive regulation of secondary trading of securities in the United States to restore investor confidence and prevent market abuses.
  • C. Regulation U
    Regulation U is a U.S. Federal Reserve regulation that governs the amount of credit banks and other lenders may extend for the purpose of buying or carrying margin stock, helping to control the use of leverage in securities markets.
  • D. U.S. Securities Act of 1933
    The U.S. Securities Act of 1933 is a landmark federal law that established strict disclosure requirements for securities offerings to protect investors and restore confidence in financial markets after widespread abuses revealed by the stock market crash and ensuing economic crisis.
  • E. Securities Act Amendments of 1964
    The Securities Act Amendments of 1964 were U.S. federal legislative changes that expanded and strengthened federal securities regulation, particularly by extending disclosure and reporting requirements for publicly traded companies.
  • F. None of above. chosen

Provenance (5 batches)

The batch behind each pipeline step, in order, with when it ran. Timestamps are batch-level — stages were processed in waves, so the object chain (NER → NED1 → NEDg → NED2) reads in order, but predicate / elicitation batches can sit in a different wave.

Step Stage Batch ID Status When
creating Elicitation batch_69a4940542308190ac2a0b1f730b7cfc completed March 1, 2026, 7:31 p.m.
NER Named-entity recognition batch_69a4b9a1d3108190b2a304fef429848d completed March 1, 2026, 10:11 p.m.
NED1 Entity disambiguation (via context triple) batch_69ac538ee1ec8190b704bb8414fa0cef completed March 7, 2026, 4:34 p.m.
NEDg Description generation batch_69ac54426e3c8190af166a54af44e210 completed March 7, 2026, 4:37 p.m.
NED2 Entity disambiguation (via description) batch_69ac54bb7b148190ba1c8ab2202cf429 completed March 7, 2026, 4:39 p.m.
Created at: March 1, 2026, 7:43 p.m.