Triple

T1064496
Position Surface form Disambiguated ID Type / Status
Subject Central Registration Depository E22978 entity
Predicate dataModelIncludes P13313 FINISHED
Object Form U4
Form U4 is the uniform registration form used by broker-dealer and investment adviser representatives in the United States to apply for and update their licensing and disclosure information with regulators.
E123935 NE FINISHED

How this triple was built (5 steps)

Every LLM step that produced this triple, in pipeline order — named-entity classification, the disambiguation choices (the exact options shown, with the pick highlighted), and the generated description. The batch + timestamp of each is in the Provenance table below.

NER Named-entity recognition gpt-5-mini
Instruction
Given a phrase, classify it is english named entity (e.g., persons, organizations, works of art) in Latin script, or not (e.g., literals, dates, URLs, verbose phrases). For disambiguation, the statement where the phrase occurs as object is also given. Please return a JSON object with `phrase` (string, the phrase being analyzed) and `is_ne` (boolean, indicating whether the phrase is a Named Entity).
Input
Phrase: Form U4 | Statement: [Central Registration Depository, dataModelIncludes, Form U4]
NED1 Entity disambiguation (via context triple) gpt-5-mini-2025-08-07
Target entity: Form U4
Context triple: [Central Registration Depository, dataModelIncludes, Form U4]
  • A. Form D
    Form D is a notice filing with the U.S. Securities and Exchange Commission that companies use to report certain exempt securities offerings, typically under Regulation D.
  • B. Form 941
    Form 941 is a quarterly IRS tax return that employers use to report wages paid, income tax withheld, and Social Security and Medicare payroll taxes.
  • C. FATCA Form 8938
    FATCA Form 8938 is an IRS tax form used by certain U.S. taxpayers to report specified foreign financial assets under the Foreign Account Tax Compliance Act.
  • D. Fourth Party
    The Fourth Party was a small but influential faction of late 19th-century British Conservative MPs, led by Lord Randolph Churchill, known for its aggressive opposition tactics and role in reshaping Tory politics.
  • E. S-4
    S-4 is an International Hydrographic Organization standard that provides specifications and guidance for the content, symbology, and production of nautical charts.
  • F. None of above. chosen
  • G. Unsure - the case is ambiguous/there is not enough information to decide.
NEDg Description generation gpt-5.1
Instruction
Generate a one-sentence description of the target entity. 
You are given a context triple in the form (subject, predicate, object), where the object is the target entity. 
# Instructions
Use the triple to infer relevant information about the entity. Describe the entity based on what is most defining, well-known. 
Avoid repeating the information from the triple, unless really essential.
# Response Format
Return only the sentence: "Description: [one-sentence description of the target entity]"
Input
Entity: Form U4
Triple: [Central Registration Depository, dataModelIncludes, Form U4]
Generated description
Form U4 is the uniform registration form used by broker-dealer and investment adviser representatives in the United States to apply for and update their licensing and disclosure information with regulators.
NED2 Entity disambiguation (via description) gpt-5-mini-2025-08-07
Target entity: Form U4
Target entity description: Form U4 is the uniform registration form used by broker-dealer and investment adviser representatives in the United States to apply for and update their licensing and disclosure information with regulators.
  • A. Form D
    Form D is a notice filing with the U.S. Securities and Exchange Commission that companies use to report certain exempt securities offerings, typically under Regulation D.
  • B. Form 941
    Form 941 is a quarterly IRS tax return that employers use to report wages paid, income tax withheld, and Social Security and Medicare payroll taxes.
  • C. FATCA Form 8938
    FATCA Form 8938 is an IRS tax form used by certain U.S. taxpayers to report specified foreign financial assets under the Foreign Account Tax Compliance Act.
  • D. Fourth Party
    The Fourth Party was a small but influential faction of late 19th-century British Conservative MPs, led by Lord Randolph Churchill, known for its aggressive opposition tactics and role in reshaping Tory politics.
  • E. S-4
    S-4 is an International Hydrographic Organization standard that provides specifications and guidance for the content, symbology, and production of nautical charts.
  • F. None of above. chosen
PD Predicate disambiguation gpt-5-mini-2025-08-07
Target predicate: dataModelIncludes
Context triple: [Central Registration Depository, dataModelIncludes, Form U4]
  • A. dataModel
    Indicates a relationship where an entity defines, uses, or is structured according to a specific data model or schema.
  • B. includedWith
    Indicates that one entity is provided or packaged together as part of another entity.
  • C. supportsModelType
    Indicates that an entity is compatible with, or can operate using, a specified model type.
  • D. documentTypeIncluded chosen
    Indicates that a particular document type is contained within, or is part of, a specified set or collection of document types.
  • E. includesClause
    Indicates that one entity (typically a document, contract, or statement) contains or incorporates a specific clause as part of its content.
  • F. None of above.

Provenance (6 batches)

The batch behind each pipeline step, in order, with when it ran. Timestamps are batch-level — stages were processed in waves, so the object chain (NER → NED1 → NEDg → NED2) reads in order, but predicate / elicitation batches can sit in a different wave.

Step Stage Batch ID Status When
creating Elicitation batch_69a493dada0481909c43649f9843ea91 completed March 1, 2026, 7:30 p.m.
NER Named-entity recognition batch_69a4b90f91248190ace1534a51b82bdd completed March 1, 2026, 10:09 p.m.
NED1 Entity disambiguation (via context triple) batch_69ac42a14b548190a796e49c545c9a9e completed March 7, 2026, 3:22 p.m.
NEDg Description generation batch_69ac4311f7f08190ae86aacb7f2103d7 completed March 7, 2026, 3:24 p.m.
NED2 Entity disambiguation (via description) batch_69ac43891ed88190a5b8b51341e98929 completed March 7, 2026, 3:26 p.m.
PD Predicate disambiguation batch_69a4b7359eb881909c868a558861cc18 completed March 1, 2026, 10:01 p.m.
Created at: March 1, 2026, 7:42 p.m.