Triple

T1064484
Position Surface form Disambiguated ID Type / Status
Subject Central Registration Depository E22978 entity
Predicate relatedTo P37 FINISHED
Object Investment Adviser Registration Depository
The Investment Adviser Registration Depository (IARD) is an electronic filing system operated by FINRA that facilitates the registration, filing, and public disclosure of information about investment advisers in the United States.
E123933 NE FINISHED

How this triple was built (4 steps)

Every LLM step that produced this triple, in pipeline order — named-entity classification, the disambiguation choices (the exact options shown, with the pick highlighted), and the generated description. The batch + timestamp of each is in the Provenance table below.

NER Named-entity recognition gpt-5-mini
Instruction
Given a phrase, classify it is english named entity (e.g., persons, organizations, works of art) in Latin script, or not (e.g., literals, dates, URLs, verbose phrases). For disambiguation, the statement where the phrase occurs as object is also given. Please return a JSON object with `phrase` (string, the phrase being analyzed) and `is_ne` (boolean, indicating whether the phrase is a Named Entity).
Input
Phrase: Investment Adviser Registration Depository | Statement: [Central Registration Depository, relatedTo, Investment Adviser Registration Depository]
NED1 Entity disambiguation (via context triple) gpt-5-mini-2025-08-07
Target entity: Investment Adviser Registration Depository
Context triple: [Central Registration Depository, relatedTo, Investment Adviser Registration Depository]
  • A. Investment Advisers Act of 1940
    The Investment Advisers Act of 1940 is a U.S. federal law that regulates investment advisers by imposing registration, fiduciary, disclosure, and anti-fraud obligations to protect investors.
  • B. Securities and Exchange Commission
    The Securities and Exchange Commission is the U.S. federal agency responsible for regulating securities markets, enforcing securities laws, and protecting investors.
  • C. National Association of Securities Dealers
    The National Association of Securities Dealers (NASD) was a self-regulatory organization that oversaw U.S. broker-dealers and securities markets before its regulatory functions were consolidated into the Financial Industry Regulatory Authority (FINRA).
  • D. Division of Enforcement of the SEC
    The Division of Enforcement of the SEC is the U.S. Securities and Exchange Commission’s primary investigative and prosecutorial arm responsible for pursuing violations of federal securities laws and protecting investors.
  • E. Office of Financial Markets
    The Office of Financial Markets is a U.S. Treasury Department office responsible for overseeing and advising on the functioning, regulation, and stability of domestic and global financial markets.
  • F. None of above. chosen
  • G. Unsure - the case is ambiguous/there is not enough information to decide.
NEDg Description generation gpt-5.1
Instruction
Generate a one-sentence description of the target entity. 
You are given a context triple in the form (subject, predicate, object), where the object is the target entity. 
# Instructions
Use the triple to infer relevant information about the entity. Describe the entity based on what is most defining, well-known. 
Avoid repeating the information from the triple, unless really essential.
# Response Format
Return only the sentence: "Description: [one-sentence description of the target entity]"
Input
Entity: Investment Adviser Registration Depository
Triple: [Central Registration Depository, relatedTo, Investment Adviser Registration Depository]
Generated description
The Investment Adviser Registration Depository (IARD) is an electronic filing system operated by FINRA that facilitates the registration, filing, and public disclosure of information about investment advisers in the United States.
NED2 Entity disambiguation (via description) gpt-5-mini-2025-08-07
Target entity: Investment Adviser Registration Depository
Target entity description: The Investment Adviser Registration Depository (IARD) is an electronic filing system operated by FINRA that facilitates the registration, filing, and public disclosure of information about investment advisers in the United States.
  • A. Investment Advisers Act of 1940
    The Investment Advisers Act of 1940 is a U.S. federal law that regulates investment advisers by imposing registration, fiduciary, disclosure, and anti-fraud obligations to protect investors.
  • B. Securities and Exchange Commission
    The Securities and Exchange Commission is the U.S. federal agency responsible for regulating securities markets, enforcing securities laws, and protecting investors.
  • C. National Association of Securities Dealers
    The National Association of Securities Dealers (NASD) was a self-regulatory organization that oversaw U.S. broker-dealers and securities markets before its regulatory functions were consolidated into the Financial Industry Regulatory Authority (FINRA).
  • D. Division of Enforcement of the SEC
    The Division of Enforcement of the SEC is the U.S. Securities and Exchange Commission’s primary investigative and prosecutorial arm responsible for pursuing violations of federal securities laws and protecting investors.
  • E. Office of Financial Markets
    The Office of Financial Markets is a U.S. Treasury Department office responsible for overseeing and advising on the functioning, regulation, and stability of domestic and global financial markets.
  • F. None of above. chosen

Provenance (5 batches)

The batch behind each pipeline step, in order, with when it ran. Timestamps are batch-level — stages were processed in waves, so the object chain (NER → NED1 → NEDg → NED2) reads in order, but predicate / elicitation batches can sit in a different wave.

Step Stage Batch ID Status When
creating Elicitation batch_69a493dada0481909c43649f9843ea91 completed March 1, 2026, 7:30 p.m.
NER Named-entity recognition batch_69a4b90f91248190ace1534a51b82bdd completed March 1, 2026, 10:09 p.m.
NED1 Entity disambiguation (via context triple) batch_69ac42a14b548190a796e49c545c9a9e completed March 7, 2026, 3:22 p.m.
NEDg Description generation batch_69ac4311f7f08190ae86aacb7f2103d7 completed March 7, 2026, 3:24 p.m.
NED2 Entity disambiguation (via description) batch_69ac43891ed88190a5b8b51341e98929 completed March 7, 2026, 3:26 p.m.
Created at: March 1, 2026, 7:42 p.m.