Triple
T1064484
| Position | Surface form | Disambiguated ID | Type / Status |
|---|---|---|---|
| Subject | Central Registration Depository |
E22978
|
entity |
| Predicate | relatedTo |
P37
|
FINISHED |
| Object |
Investment Adviser Registration Depository
The Investment Adviser Registration Depository (IARD) is an electronic filing system operated by FINRA that facilitates the registration, filing, and public disclosure of information about investment advisers in the United States.
|
E123933
|
NE FINISHED |
How this triple was built (4 steps)
Every LLM step that produced this triple, in pipeline order — named-entity classification, the disambiguation choices (the exact options shown, with the pick highlighted), and the generated description. The batch + timestamp of each is in the Provenance table below.
NER
Named-entity recognition
gpt-5-mini
Instruction
Given a phrase, classify it is english named entity (e.g., persons, organizations, works of art) in Latin script, or not (e.g., literals, dates, URLs, verbose phrases). For disambiguation, the statement where the phrase occurs as object is also given. Please return a JSON object with `phrase` (string, the phrase being analyzed) and `is_ne` (boolean, indicating whether the phrase is a Named Entity).
Input
Phrase: Investment Adviser Registration Depository | Statement: [Central Registration Depository, relatedTo, Investment Adviser Registration Depository]
NED1
Entity disambiguation (via context triple)
gpt-5-mini-2025-08-07
Target entity: Investment Adviser Registration Depository Context triple: [Central Registration Depository, relatedTo, Investment Adviser Registration Depository]
-
A.
Investment Advisers Act of 1940
The Investment Advisers Act of 1940 is a U.S. federal law that regulates investment advisers by imposing registration, fiduciary, disclosure, and anti-fraud obligations to protect investors.
-
B.
Securities and Exchange Commission
The Securities and Exchange Commission is the U.S. federal agency responsible for regulating securities markets, enforcing securities laws, and protecting investors.
-
C.
National Association of Securities Dealers
The National Association of Securities Dealers (NASD) was a self-regulatory organization that oversaw U.S. broker-dealers and securities markets before its regulatory functions were consolidated into the Financial Industry Regulatory Authority (FINRA).
-
D.
Division of Enforcement of the SEC
The Division of Enforcement of the SEC is the U.S. Securities and Exchange Commission’s primary investigative and prosecutorial arm responsible for pursuing violations of federal securities laws and protecting investors.
-
E.
Office of Financial Markets
The Office of Financial Markets is a U.S. Treasury Department office responsible for overseeing and advising on the functioning, regulation, and stability of domestic and global financial markets.
- F. None of above. chosen
- G. Unsure - the case is ambiguous/there is not enough information to decide.
NEDg
Description generation
gpt-5.1
Instruction
Generate a one-sentence description of the target entity. You are given a context triple in the form (subject, predicate, object), where the object is the target entity. # Instructions Use the triple to infer relevant information about the entity. Describe the entity based on what is most defining, well-known. Avoid repeating the information from the triple, unless really essential. # Response Format Return only the sentence: "Description: [one-sentence description of the target entity]"
Input
Entity: Investment Adviser Registration Depository Triple: [Central Registration Depository, relatedTo, Investment Adviser Registration Depository]
Generated description
The Investment Adviser Registration Depository (IARD) is an electronic filing system operated by FINRA that facilitates the registration, filing, and public disclosure of information about investment advisers in the United States.
NED2
Entity disambiguation (via description)
gpt-5-mini-2025-08-07
Target entity: Investment Adviser Registration Depository Target entity description: The Investment Adviser Registration Depository (IARD) is an electronic filing system operated by FINRA that facilitates the registration, filing, and public disclosure of information about investment advisers in the United States.
-
A.
Investment Advisers Act of 1940
The Investment Advisers Act of 1940 is a U.S. federal law that regulates investment advisers by imposing registration, fiduciary, disclosure, and anti-fraud obligations to protect investors.
-
B.
Securities and Exchange Commission
The Securities and Exchange Commission is the U.S. federal agency responsible for regulating securities markets, enforcing securities laws, and protecting investors.
-
C.
National Association of Securities Dealers
The National Association of Securities Dealers (NASD) was a self-regulatory organization that oversaw U.S. broker-dealers and securities markets before its regulatory functions were consolidated into the Financial Industry Regulatory Authority (FINRA).
-
D.
Division of Enforcement of the SEC
The Division of Enforcement of the SEC is the U.S. Securities and Exchange Commission’s primary investigative and prosecutorial arm responsible for pursuing violations of federal securities laws and protecting investors.
-
E.
Office of Financial Markets
The Office of Financial Markets is a U.S. Treasury Department office responsible for overseeing and advising on the functioning, regulation, and stability of domestic and global financial markets.
- F. None of above. chosen
Provenance (5 batches)
The batch behind each pipeline step, in order, with when it ran. Timestamps are batch-level — stages were processed in waves, so the object chain (NER → NED1 → NEDg → NED2) reads in order, but predicate / elicitation batches can sit in a different wave.
| Step | Stage | Batch ID | Status | When |
|---|---|---|---|---|
| creating | Elicitation | batch_69a493dada0481909c43649f9843ea91 |
completed | March 1, 2026, 7:30 p.m. |
| NER | Named-entity recognition | batch_69a4b90f91248190ace1534a51b82bdd |
completed | March 1, 2026, 10:09 p.m. |
| NED1 | Entity disambiguation (via context triple) | batch_69ac42a14b548190a796e49c545c9a9e |
completed | March 7, 2026, 3:22 p.m. |
| NEDg | Description generation | batch_69ac4311f7f08190ae86aacb7f2103d7 |
completed | March 7, 2026, 3:24 p.m. |
| NED2 | Entity disambiguation (via description) | batch_69ac43891ed88190a5b8b51341e98929 |
completed | March 7, 2026, 3:26 p.m. |
Created at: March 1, 2026, 7:42 p.m.