Triple

T1064409

Position	Surface form	Disambiguated ID	Type / Status
Subject	BrokerCheck	`E22977`	entity
Predicate	operator	`P179`	FINISHED
Object	FINRA FINRA is a U.S. self-regulatory organization that oversees brokerage firms and exchange markets to protect investors and maintain market integrity.	`E123931`	NE FINISHED

How this triple was built (4 steps)

Every LLM step that produced this triple, in pipeline order — named-entity classification, the disambiguation choices (the exact options shown, with the pick highlighted), and the generated description. The batch + timestamp of each is in the Provenance table below.

NER Named-entity recognition gpt-5-mini

Instruction

Given a phrase, classify it is english named entity (e.g., persons, organizations, works of art) in Latin script, or not (e.g., literals, dates, URLs, verbose phrases). For disambiguation, the statement where the phrase occurs as object is also given. Please return a JSON object with `phrase` (string, the phrase being analyzed) and `is_ne` (boolean, indicating whether the phrase is a Named Entity).

Input

Phrase: FINRA | Statement: [BrokerCheck, operator, FINRA]

NED1 Entity disambiguation (via context triple) gpt-5-mini-2025-08-07

Target entity: FINRA
Context triple: [BrokerCheck, operator, FINRA]

A. FINRA Arbitration Forum
The FINRA Arbitration Forum is a dispute resolution venue where investors and financial firms resolve securities-related conflicts through arbitration and mediation overseen by the Financial Industry Regulatory Authority.
B. National Association of Securities Dealers
The National Association of Securities Dealers (NASD) was a self-regulatory organization that oversaw U.S. broker-dealers and securities markets before its regulatory functions were consolidated into the Financial Industry Regulatory Authority (FINRA).
C. Securities and Exchange Commission
The Securities and Exchange Commission is the U.S. federal agency responsible for regulating securities markets, enforcing securities laws, and protecting investors.
D. Office of Financial Markets
The Office of Financial Markets is a U.S. Treasury Department office responsible for overseeing and advising on the functioning, regulation, and stability of domestic and global financial markets.
E. Division of Enforcement of the SEC
The Division of Enforcement of the SEC is the U.S. Securities and Exchange Commission’s primary investigative and prosecutorial arm responsible for pursuing violations of federal securities laws and protecting investors.
F. None of above. chosen
G. Unsure - the case is ambiguous/there is not enough information to decide.

NEDg Description generation gpt-5.1

Instruction

Generate a one-sentence description of the target entity. 
You are given a context triple in the form (subject, predicate, object), where the object is the target entity. 
# Instructions
Use the triple to infer relevant information about the entity. Describe the entity based on what is most defining, well-known. 
Avoid repeating the information from the triple, unless really essential.
# Response Format
Return only the sentence: "Description: [one-sentence description of the target entity]"

Input

Entity: FINRA
Triple: [BrokerCheck, operator, FINRA]

Generated description

FINRA is a U.S. self-regulatory organization that oversees brokerage firms and exchange markets to protect investors and maintain market integrity.

NED2 Entity disambiguation (via description) gpt-5-mini-2025-08-07

Target entity: FINRA
Target entity description: FINRA is a U.S. self-regulatory organization that oversees brokerage firms and exchange markets to protect investors and maintain market integrity.

A. FINRA Arbitration Forum
The FINRA Arbitration Forum is a dispute resolution venue where investors and financial firms resolve securities-related conflicts through arbitration and mediation overseen by the Financial Industry Regulatory Authority.
B. National Association of Securities Dealers
The National Association of Securities Dealers (NASD) was a self-regulatory organization that oversaw U.S. broker-dealers and securities markets before its regulatory functions were consolidated into the Financial Industry Regulatory Authority (FINRA).
C. Securities and Exchange Commission
The Securities and Exchange Commission is the U.S. federal agency responsible for regulating securities markets, enforcing securities laws, and protecting investors.
D. Office of Financial Markets
The Office of Financial Markets is a U.S. Treasury Department office responsible for overseeing and advising on the functioning, regulation, and stability of domestic and global financial markets.
E. Division of Enforcement of the SEC
The Division of Enforcement of the SEC is the U.S. Securities and Exchange Commission’s primary investigative and prosecutorial arm responsible for pursuing violations of federal securities laws and protecting investors.
F. None of above. chosen

Provenance (5 batches)

The batch behind each pipeline step, in order, with when it ran. Timestamps are batch-level — stages were processed in waves, so the object chain (NER → NED1 → NEDg → NED2) reads in order, but predicate / elicitation batches can sit in a different wave.

Step	Stage	Batch ID	Status	When
creating	Elicitation	`batch_69a493dada0481909c43649f9843ea91`	completed	March 1, 2026, 7:30 p.m.
NER	Named-entity recognition	`batch_69a4b8f85cc08190ae03ac6c84936cc5`	completed	March 1, 2026, 10:08 p.m.
NED1	Entity disambiguation (via context triple)	`batch_69ac42a14b548190a796e49c545c9a9e`	completed	March 7, 2026, 3:22 p.m.
NEDg	Description generation	`batch_69ac4311f7f08190ae86aacb7f2103d7`	completed	March 7, 2026, 3:24 p.m.
NED2	Entity disambiguation (via description)	`batch_69ac43891ed88190a5b8b51341e98929`	completed	March 7, 2026, 3:26 p.m.

Created at: March 1, 2026, 7:42 p.m.