Financial Markets Authority of New Zealand
E883270
The Financial Markets Authority of New Zealand is the country’s principal conduct regulator for financial markets, overseeing securities, exchanges, and financial service providers to promote fair, efficient, and transparent markets.
All labels observed (4)
| Label | Occurrences |
|---|---|
| Financial Markets Authority | 1 |
| Financial Markets Authority (New Zealand) | 1 |
| Financial Markets Authority of New Zealand canonical | 1 |
| New Zealand Financial Markets Authority | 1 |
Statements (45)
| Predicate | Object |
|---|---|
| instanceOf |
financial regulatory authority
ⓘ
government agency ⓘ |
| aimsTo |
maintain confidence in New Zealand’s financial system
ⓘ
reduce harm to investors ⓘ support capital market development ⓘ |
| cooperatesWith |
Commerce Commission New Zealand
NERFINISHED
ⓘ
New Zealand Treasury NERFINISHED ⓘ Reserve Bank of New Zealand NERFINISHED ⓘ international securities regulators ⓘ |
| country | New Zealand ⓘ |
| enforces |
disclosure obligations for issuers
ⓘ
financial markets conduct law ⓘ licensing requirements for financial service providers ⓘ securities law ⓘ |
| hasFunction |
investigating potential misconduct in financial markets
ⓘ
licensing of financial market participants ⓘ monitoring compliance with financial markets legislation ⓘ providing guidance to market participants ⓘ providing investor education ⓘ taking enforcement action against breaches of financial markets law ⓘ |
| hasRole |
conduct regulator
ⓘ
enforcement agency for securities law ⓘ market conduct supervisor ⓘ |
| jurisdiction | New Zealand ⓘ |
| memberOf | International Organization of Securities Commissions NERFINISHED ⓘ |
| oversees |
conduct of derivatives issuers
ⓘ
conduct of financial advisers ⓘ conduct of fund managers ⓘ conduct of issuers ⓘ disclosure documents for offers of financial products ⓘ licensed market operators ⓘ |
| purpose |
to foster confident and informed participation in financial markets
ⓘ
to promote efficient financial markets ⓘ to promote fair financial markets ⓘ to promote transparent financial markets ⓘ |
| regulates |
NZX Limited
NERFINISHED
ⓘ
derivatives issuers ⓘ equity crowdfunding platforms ⓘ financial markets ⓘ financial service providers ⓘ licensed financial advisers ⓘ licensed financial markets ⓘ managed investment schemes ⓘ peer-to-peer lending platforms ⓘ securities markets ⓘ |
Referenced by (4)
Full triples — surface form annotated when it differs from this entity's canonical label.
this entity surface form:
Financial Markets Authority
this entity surface form:
Financial Markets Authority (New Zealand)
this entity surface form:
New Zealand Financial Markets Authority