Financial Markets Authority of New Zealand

E883270

The Financial Markets Authority of New Zealand is the country’s principal conduct regulator for financial markets, overseeing securities, exchanges, and financial service providers to promote fair, efficient, and transparent markets.

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All labels observed (4)

Statements (45)

Predicate Object
instanceOf financial regulatory authority
government agency
aimsTo maintain confidence in New Zealand’s financial system
reduce harm to investors
support capital market development
cooperatesWith Commerce Commission New Zealand NERFINISHED
New Zealand Treasury NERFINISHED
Reserve Bank of New Zealand NERFINISHED
international securities regulators
country New Zealand
enforces disclosure obligations for issuers
financial markets conduct law
licensing requirements for financial service providers
securities law
hasFunction investigating potential misconduct in financial markets
licensing of financial market participants
monitoring compliance with financial markets legislation
providing guidance to market participants
providing investor education
taking enforcement action against breaches of financial markets law
hasRole conduct regulator
enforcement agency for securities law
market conduct supervisor
jurisdiction New Zealand
memberOf International Organization of Securities Commissions NERFINISHED
oversees conduct of derivatives issuers
conduct of financial advisers
conduct of fund managers
conduct of issuers
disclosure documents for offers of financial products
licensed market operators
purpose to foster confident and informed participation in financial markets
to promote efficient financial markets
to promote fair financial markets
to promote transparent financial markets
regulates NZX Limited NERFINISHED
derivatives issuers
equity crowdfunding platforms
financial markets
financial service providers
licensed financial advisers
licensed financial markets
managed investment schemes
peer-to-peer lending platforms
securities markets

Referenced by (4)

Full triples — surface form annotated when it differs from this entity's canonical label.

New Zealand Exchange subjectToRegulationBy Financial Markets Authority of New Zealand
New Zealand regulatory agencies include Financial Markets Authority of New Zealand
this entity surface form: Financial Markets Authority
Te Pūtea Matua cooperatesWith Financial Markets Authority of New Zealand
this entity surface form: Financial Markets Authority (New Zealand)
Infratil regulatoryJurisdiction Financial Markets Authority of New Zealand
this entity surface form: New Zealand Financial Markets Authority