Rules Governing the Listing of Securities on GEM
E862108
The Rules Governing the Listing of Securities on GEM are a set of regulatory listing requirements and disclosure standards issued by the Hong Kong Stock Exchange for companies seeking to list and maintain securities on its Growth Enterprise Market.
All labels observed (1)
| Label | Occurrences |
|---|---|
| Rules Governing the Listing of Securities on GEM canonical | 1 |
How this entity was disambiguated
This entity first appeared as the object of triple T10412573 — resolving that mention is where its identity was fixed. The disambiguator weighed these candidate entities and picked the highlighted one (or “None”, minting a new entity). This is how homonymy is resolved: the same surface form can point to different entities.
NED1
Entity disambiguation (via context triple)
gpt-5-mini-2025-08-07
Target entity: Rules Governing the Listing of Securities on GEM Context triple: [GEM, governedBy, Rules Governing the Listing of Securities on GEM]
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A.
Shanghai Stock Exchange listing rules
The Shanghai Stock Exchange listing rules are the core regulatory framework that sets the eligibility, disclosure, governance, and ongoing compliance requirements for companies seeking to list and remain listed on the exchange.
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B.
Law on Securities of Vietnam
The Law on Securities of Vietnam is the primary legal framework governing the issuance, trading, and regulation of securities and the securities market in Vietnam.
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C.
UK Listing Rules
The UK Listing Rules are a set of regulations issued by the UK Financial Conduct Authority that govern the admission, ongoing obligations, and standards of companies listed on the London Stock Exchange’s Main Market.
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D.
IOSCO Principles of Securities Regulation
The IOSCO Principles of Securities Regulation are a globally recognized set of core standards that guide the regulation, supervision, and oversight of securities markets to promote investor protection, market integrity, and financial stability.
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E.
Ontario Securities Act
The Ontario Securities Act is the primary provincial legislation governing securities trading, disclosure, and investor protection in Ontario, Canada.
- F. None of above. chosen
- G. Unsure - the case is ambiguous/there is not enough information to decide.
NED2
Entity disambiguation (via description)
gpt-5-mini-2025-08-07
Target entity: Rules Governing the Listing of Securities on GEM Target entity description: The Rules Governing the Listing of Securities on GEM are a set of regulatory listing requirements and disclosure standards issued by the Hong Kong Stock Exchange for companies seeking to list and maintain securities on its Growth Enterprise Market.
-
A.
Shanghai Stock Exchange listing rules
The Shanghai Stock Exchange listing rules are the core regulatory framework that sets the eligibility, disclosure, governance, and ongoing compliance requirements for companies seeking to list and remain listed on the exchange.
-
B.
Law on Securities of Vietnam
The Law on Securities of Vietnam is the primary legal framework governing the issuance, trading, and regulation of securities and the securities market in Vietnam.
-
C.
UK Listing Rules
The UK Listing Rules are a set of regulations issued by the UK Financial Conduct Authority that govern the admission, ongoing obligations, and standards of companies listed on the London Stock Exchange’s Main Market.
-
D.
IOSCO Principles of Securities Regulation
The IOSCO Principles of Securities Regulation are a globally recognized set of core standards that guide the regulation, supervision, and oversight of securities markets to promote investor protection, market integrity, and financial stability.
-
E.
Ontario Securities Act
The Ontario Securities Act is the primary provincial legislation governing securities trading, disclosure, and investor protection in Ontario, Canada.
- F. None of above. chosen
Statements (50)
| Predicate | Object |
|---|---|
| instanceOf |
Hong Kong law-related document
ⓘ
regulatory framework ⓘ stock exchange listing rules ⓘ |
| alsoKnownAs | GEM Listing Rules NERFINISHED ⓘ |
| appliesTo | Growth Enterprise Market NERFINISHED ⓘ |
| basedOn |
principles of fair and orderly markets
ⓘ
principles of investor protection ⓘ principles of market integrity ⓘ |
| contains |
continuing disclosure requirements for GEM issuers
ⓘ
initial listing eligibility requirements for GEM ⓘ requirements on audit committees of GEM issuers ⓘ requirements on board composition and independent non-executive directors ⓘ requirements on company secretary qualifications for GEM issuers ⓘ requirements on connected transactions for GEM issuers ⓘ requirements on corporate communications with shareholders ⓘ requirements on financial track record for GEM applicants ⓘ requirements on listing documents and prospectuses for GEM ⓘ requirements on management continuity for GEM applicants ⓘ requirements on minimum market capitalization for GEM applicants ⓘ requirements on notifiable transactions for GEM issuers ⓘ requirements on ownership continuity for GEM applicants ⓘ requirements on periodic financial reporting for GEM issuers ⓘ requirements on public float for GEM issuers ⓘ requirements on sponsor appointment for GEM listings ⓘ rules on delisting of GEM securities ⓘ rules on trading halt and suspension of GEM securities ⓘ |
| enforcedBy | The Stock Exchange of Hong Kong Limited NERFINISHED ⓘ |
| hasLanguage |
Chinese
ⓘ
English ⓘ |
| hasPurpose |
to ensure adequate disclosure for investors in GEM securities
ⓘ
to maintain an orderly, fair and informed market on GEM ⓘ to provide a regulatory framework for GEM listings ⓘ |
| issuedBy | The Stock Exchange of Hong Kong Limited NERFINISHED ⓘ |
| isUpdatedBy | amendments published by The Stock Exchange of Hong Kong Limited ⓘ |
| jurisdiction | Hong Kong NERFINISHED ⓘ |
| legalStatus |
contractual rules binding on GEM-listed issuers
ⓘ
rules approved under the Securities and Futures Ordinance framework ⓘ |
| partOf | Listing Rules of The Stock Exchange of Hong Kong Limited NERFINISHED ⓘ |
| regulates |
continuing obligations of GEM-listed issuers
ⓘ
corporate governance standards for GEM-listed issuers ⓘ disclosure obligations of GEM-listed issuers ⓘ listing of debt securities on GEM ⓘ listing of equity securities on GEM ⓘ listing of securities on GEM ⓘ suspension and cancellation of listing on GEM ⓘ |
| relatedTo | Main Board Listing Rules of The Stock Exchange of Hong Kong Limited NERFINISHED ⓘ |
| targetAudience |
GEM-listed issuers
ⓘ
companies seeking listing on GEM ⓘ directors of GEM-listed issuers ⓘ sponsors and compliance advisers ⓘ |
How these facts were elicited
The pipeline generated the facts above by prompting gpt-5.1 with this entity's name + description and the instruction below.
Instruction
You are a knowledge base construction expert. Given a subject entity and a description of it, return factual statements that you know for the subject as a JSON list of dictionaries(triples), where keys must be "subject", "predicate" and "object". The number of facts may be very high, between 25 to 50 or more, for very popular subjects. For less popular subjects, the number of facts can be very low, like 5 or 10. # Requirements - If you don't know the subject at all, return an empty list. - If the subject is not a named entity, return an empty list. - Include at least one triple where predicate is "instanceOf". - Do not get too wordy. - Separate several objects into multiple triples with one object.
Input
Subject: Rules Governing the Listing of Securities on GEM Description of subject: The Rules Governing the Listing of Securities on GEM are a set of regulatory listing requirements and disclosure standards issued by the Hong Kong Stock Exchange for companies seeking to list and maintain securities on its Growth Enterprise Market.
Referenced by (1)
Full triples — surface form annotated when it differs from this entity's canonical label.