Rules Governing the Listing of Securities on GEM
E862108
The Rules Governing the Listing of Securities on GEM are a set of regulatory listing requirements and disclosure standards issued by the Hong Kong Stock Exchange for companies seeking to list and maintain securities on its Growth Enterprise Market.
Statements (50)
| Predicate | Object |
|---|---|
| instanceOf |
Hong Kong law-related document
ⓘ
regulatory framework ⓘ stock exchange listing rules ⓘ |
| alsoKnownAs | GEM Listing Rules NERFINISHED ⓘ |
| appliesTo | Growth Enterprise Market NERFINISHED ⓘ |
| basedOn |
principles of fair and orderly markets
ⓘ
principles of investor protection ⓘ principles of market integrity ⓘ |
| contains |
continuing disclosure requirements for GEM issuers
ⓘ
initial listing eligibility requirements for GEM ⓘ requirements on audit committees of GEM issuers ⓘ requirements on board composition and independent non-executive directors ⓘ requirements on company secretary qualifications for GEM issuers ⓘ requirements on connected transactions for GEM issuers ⓘ requirements on corporate communications with shareholders ⓘ requirements on financial track record for GEM applicants ⓘ requirements on listing documents and prospectuses for GEM ⓘ requirements on management continuity for GEM applicants ⓘ requirements on minimum market capitalization for GEM applicants ⓘ requirements on notifiable transactions for GEM issuers ⓘ requirements on ownership continuity for GEM applicants ⓘ requirements on periodic financial reporting for GEM issuers ⓘ requirements on public float for GEM issuers ⓘ requirements on sponsor appointment for GEM listings ⓘ rules on delisting of GEM securities ⓘ rules on trading halt and suspension of GEM securities ⓘ |
| enforcedBy | The Stock Exchange of Hong Kong Limited NERFINISHED ⓘ |
| hasLanguage |
Chinese
ⓘ
English ⓘ |
| hasPurpose |
to ensure adequate disclosure for investors in GEM securities
ⓘ
to maintain an orderly, fair and informed market on GEM ⓘ to provide a regulatory framework for GEM listings ⓘ |
| issuedBy | The Stock Exchange of Hong Kong Limited NERFINISHED ⓘ |
| isUpdatedBy | amendments published by The Stock Exchange of Hong Kong Limited ⓘ |
| jurisdiction | Hong Kong NERFINISHED ⓘ |
| legalStatus |
contractual rules binding on GEM-listed issuers
ⓘ
rules approved under the Securities and Futures Ordinance framework ⓘ |
| partOf | Listing Rules of The Stock Exchange of Hong Kong Limited NERFINISHED ⓘ |
| regulates |
continuing obligations of GEM-listed issuers
ⓘ
corporate governance standards for GEM-listed issuers ⓘ disclosure obligations of GEM-listed issuers ⓘ listing of debt securities on GEM ⓘ listing of equity securities on GEM ⓘ listing of securities on GEM ⓘ suspension and cancellation of listing on GEM ⓘ |
| relatedTo | Main Board Listing Rules of The Stock Exchange of Hong Kong Limited NERFINISHED ⓘ |
| targetAudience |
GEM-listed issuers
ⓘ
companies seeking listing on GEM ⓘ directors of GEM-listed issuers ⓘ sponsors and compliance advisers ⓘ |
Referenced by (1)
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