Schedule 6 (Threshold conditions)
E793184
Schedule 6 (Threshold conditions) sets out the core minimum standards that firms must meet to be authorised and continue operating under the UK financial regulatory regime established by the Financial Services and Markets Act 2000.
All labels observed (1)
| Label | Occurrences |
|---|---|
| Schedule 6 (Threshold conditions) canonical | 1 |
Statements (32)
| Predicate | Object |
|---|---|
| instanceOf |
UK financial regulatory instrument
ⓘ
legal schedule ⓘ |
| alsoKnownAs | Threshold conditions ⓘ |
| appliesTo |
applicant firms for authorisation
ⓘ
authorised firms ⓘ |
| appliesUnder | FSMA authorisation regime ⓘ |
| bindingOn | firms carrying on regulated activities in the UK ⓘ |
| concerns | ongoing compliance of authorised firms ⓘ |
| contains |
conditions relating to appropriate resources
ⓘ
conditions relating to business model ⓘ conditions relating to effective supervision ⓘ conditions relating to legal status of firms ⓘ conditions relating to location of offices ⓘ conditions relating to suitability ⓘ |
| country | United Kingdom ⓘ |
| enforcedBy |
Financial Conduct Authority
NERFINISHED
ⓘ
Prudential Regulation Authority NERFINISHED ⓘ |
| jurisdiction | United Kingdom ⓘ |
| language | English ⓘ |
| legalBasis | Financial Services and Markets Act 2000 NERFINISHED ⓘ |
| legalStatus | primary legislation schedule ⓘ |
| partOf | Financial Services and Markets Act 2000 NERFINISHED ⓘ |
| purpose |
to provide statutory criteria for assessing firms’ suitability
ⓘ
to specify core conditions firms must satisfy to be authorised ⓘ |
| regulates | entry into regulated financial services markets ⓘ |
| regulatoryRegime | UK financial services regulatory regime ⓘ |
| relevance | authorisation and supervision of regulated activities ⓘ |
| sector | financial services regulation ⓘ |
| setsOut |
minimum standards for authorisation
ⓘ
minimum standards for continuing authorisation ⓘ |
| usedBy |
Financial Conduct Authority
NERFINISHED
ⓘ
Prudential Regulation Authority NERFINISHED ⓘ |
Referenced by (1)
Full triples — surface form annotated when it differs from this entity's canonical label.
Financial Services and Markets Act 2000 (as amended)
→
containsSchedule
→
Schedule 6 (Threshold conditions)
ⓘ
subject surface form:
Financial Services and Markets Act 2000