DTR 3
E790907
DTR 3 is a section of the UK Financial Conduct Authority’s Disclosure Guidance and Transparency Rules that sets out requirements for the disclosure of inside information and dealings by issuers and their managers.
Statements (26)
| Predicate | Object |
|---|---|
| instanceOf |
UK financial regulation provision
ⓘ
section of regulatory rules ⓘ |
| aimsTo |
prevent market abuse
ⓘ
promote market transparency ⓘ |
| appliesOn |
prescribed markets in the UK
ⓘ
regulated markets in the UK ⓘ |
| appliesTo |
issuers of financial instruments
ⓘ
persons discharging managerial responsibilities ⓘ |
| basedOn | EU Market Abuse regime principles ⓘ |
| concerns |
issuers with securities admitted to trading
ⓘ
listed companies ⓘ |
| enforcedBy | Financial Conduct Authority NERFINISHED ⓘ |
| hasPurpose |
ensure equal access to information for investors
ⓘ
support fair and orderly markets ⓘ |
| isPartOf | FCA Handbook NERFINISHED ⓘ |
| issuedBy | Financial Conduct Authority NERFINISHED ⓘ |
| jurisdiction | United Kingdom ⓘ |
| legalBasisFor | obligations to disclose inside information to the market ⓘ |
| legalSystem | UK financial services regulatory framework ⓘ |
| partOf | Disclosure Guidance and Transparency Rules NERFINISHED ⓘ |
| regulates |
dealings by issuers and their managers
ⓘ
disclosure of inside information ⓘ |
| requires |
notification of transactions by managers
ⓘ
timely disclosure of inside information ⓘ |
| subjectMatter |
inside information
ⓘ
manager dealings ⓘ |
Referenced by (1)
Full triples — surface form annotated when it differs from this entity's canonical label.