DTR 6
E790462
DTR 6 is a section of the UK Financial Conduct Authority’s Disclosure Guidance and Transparency Rules that sets out requirements for the disclosure of major shareholdings and related transparency obligations for issuers.
Statements (46)
| Predicate | Object |
|---|---|
| instanceOf |
UK financial regulation provision
ⓘ
section of regulatory rules ⓘ |
| affects |
issuer disclosure practices
ⓘ
shareholder reporting obligations ⓘ |
| aimsTo |
enhance market transparency
ⓘ
inform investors about significant holdings ⓘ support market integrity ⓘ |
| appliesTo |
issuers of transferable securities
ⓘ
issuers whose home state is the United Kingdom (subject to specific conditions) ⓘ issuers with securities admitted to trading on a regulated market ⓘ |
| authorityType | statutory regulatory rule ⓘ |
| bindingOn |
legal persons holding major shareholdings
ⓘ
natural persons holding major shareholdings ⓘ shareholders reaching or crossing specified thresholds ⓘ |
| complianceRequiredFor | listing on UK regulated markets ⓘ |
| concerns |
attribution of voting rights
ⓘ
calculation of voting rights ⓘ financial instruments with similar economic effect to holding shares ⓘ thresholds for notification of major holdings ⓘ |
| country | United Kingdom ⓘ |
| enforcedBy | Financial Conduct Authority NERFINISHED ⓘ |
| governs | public disclosure of major shareholding notifications by issuers ⓘ |
| jurisdiction | United Kingdom ⓘ |
| language | English ⓘ |
| legalBasis | UK implementation of EU Transparency Directive (historically) ⓘ |
| locatedIn | DTR 6 section of the FCA Handbook online ⓘ |
| objective | ensure that investors have access to information about major holdings in issuers ⓘ |
| partOf |
Disclosure Guidance and Transparency Rules
NERFINISHED
ⓘ
FCA Handbook NERFINISHED ⓘ |
| regulator | Financial Conduct Authority NERFINISHED ⓘ |
| regulatoryType |
disclosure rule
ⓘ
transparency rule ⓘ |
| relatedTo |
DTR 1
ⓘ
DTR 2 ⓘ DTR 3 ⓘ DTR 4 ⓘ DTR 5 ⓘ DTR 7 ⓘ |
| requires |
issuer to make public notifications of major holdings
ⓘ
notification of major shareholdings to issuer ⓘ timely disclosure of changes in major shareholdings ⓘ |
| sector | financial services regulation ⓘ |
| subjectMatter |
aggregation of financial instruments and shares
ⓘ
disclosure of major shareholdings ⓘ notification of major holdings ⓘ transparency of voting rights ⓘ |
Referenced by (1)
Full triples — surface form annotated when it differs from this entity's canonical label.