DTR 5
E790461
DTR 5 is a section of the UK Financial Conduct Authority’s Disclosure Guidance and Transparency Rules that sets out major shareholding notification and transparency requirements for issuers and investors.
Statements (35)
| Predicate | Object |
|---|---|
| instanceOf |
UK financial regulation
ⓘ
section of regulatory rules ⓘ |
| appliesIn | UK regulated markets ⓘ |
| appliesTo |
issuers of shares admitted to trading on UK regulated markets
ⓘ
persons acquiring or disposing of major shareholdings ⓘ shareholders ⓘ |
| concerns |
financial instruments with similar economic effect to holding shares
ⓘ
voting rights attached to shares ⓘ |
| country | United Kingdom ⓘ |
| defines | thresholds for major shareholdings ⓘ |
| enforcedBy | Financial Conduct Authority NERFINISHED ⓘ |
| governs |
aggregation of holdings for disclosure
ⓘ
notification of crossing disclosure thresholds ⓘ treatment of financial instruments relating to shares ⓘ treatment of indirect holdings ⓘ |
| issuedBy | Financial Conduct Authority NERFINISHED ⓘ |
| jurisdiction | United Kingdom ⓘ |
| language | English ⓘ |
| legalBasis | UK implementation of EU Transparency Directive (historical origin) ⓘ |
| legalForm | binding regulatory rules ⓘ |
| objective |
enhance market transparency
ⓘ
inform the market about significant shareholdings ⓘ |
| partOf |
Disclosure Guidance and Transparency Rules
NERFINISHED
ⓘ
FCA Handbook NERFINISHED ⓘ |
| regulates |
major shareholding notifications
ⓘ
transparency requirements for investors ⓘ transparency requirements for issuers ⓘ |
| requires |
disclosure of voting rights holdings
ⓘ
notification of major shareholdings ⓘ public disclosure by issuers of received notifications ⓘ timely notification to issuers ⓘ |
| subjectArea |
capital markets transparency
ⓘ
issuer disclosure obligations ⓘ securities regulation ⓘ shareholder disclosure obligations ⓘ |
Referenced by (1)
Full triples — surface form annotated when it differs from this entity's canonical label.