Ontario Securities Commission

E77976

The Ontario Securities Commission is the provincial regulatory agency responsible for overseeing and enforcing securities laws and protecting investors in Ontario, Canada.

All labels observed (2)

How this entity was disambiguated

Statements (51)

Predicate Object
instanceOf government agency ⓘ
provincial regulatory authority ⓘ
securities regulator ⓘ
appliesLaw Ontario Business Corporations Act (securities-related provisions) ⓘ
Ontario Commodity Futures Act ⓘ
Ontario Securities Act ⓘ
cooperatesWith international securities regulators and organizations ⓘ
other provincial and territorial securities regulators in Canada ⓘ
self-regulatory organizations such as IIROC and MFDA (historically) ⓘ
country Canada ⓘ
enforces Ontario securities laws ⓘ
disclosure requirements for public issuers ⓘ
market conduct rules ⓘ
registration requirements for dealers and advisers ⓘ
focusesOn investor protection ⓘ
market integrity ⓘ
systemic risk oversight in capital markets ⓘ
hasAuthority to commence enforcement proceedings ⓘ
to conduct investigations into potential securities law violations ⓘ
to impose administrative sanctions ⓘ
to make rules under the Ontario Securities Act ⓘ
to seek court orders and remedies ⓘ
hasHeadquartersLocation Toronto ⓘ
surface form: Toronto, Ontario, Canada
industry financial regulation ⓘ
investor protection ⓘ
securities regulation ⓘ
jurisdiction Ontario ⓘ
surface form: Province of Ontario
languageOfWork English ⓘ
French ⓘ
legalForm Crown agency ⓘ
locatedInTheAdministrativeTerritorialEntity Ontario ⓘ
memberOf Canadian Securities Administrators ⓘ
mission to contribute to the stability of the financial system and the reduction of systemic risk ⓘ
to foster fair and efficient capital markets and confidence in capital markets ⓘ
to provide protection to investors from unfair, improper or fraudulent practices ⓘ
offers investor education programs ⓘ
public guidance and notices on securities law issues ⓘ
parentOrganization Government of Ontario ⓘ
partOf Ministry of Finance (Ontario) ⓘ
surface form: Ontario Ministry of Finance portfolio
regulates derivatives markets in Ontario ⓘ
investment funds in Ontario ⓘ
issuers of securities in Ontario ⓘ
registrants and market intermediaries in Ontario ⓘ
securities markets in Ontario ⓘ
self-regulatory organizations in Ontario ⓘ
shortName OSC ⓘ
supervises continuous disclosure by reporting issuers in Ontario ⓘ
insider reporting and insider trading rules in Ontario ⓘ
prospectus filings in Ontario ⓘ
take-over bids and issuer bids in Ontario ⓘ
website https://www.osc.ca ⓘ

How these facts were elicited

Referenced by (15)

Full triples — surface form annotated when it differs from this entity's canonical label.

Toronto Stock Exchange → regulator → Ontario Securities Commission ⓘ
RCI.B → regulatoryJurisdiction → Ontario Securities Commission ⓘ
Hollinger Inc. → regulatoryActionBy → Ontario Securities Commission ⓘ
AC → regulator → Ontario Securities Commission ⓘ
Ontario Teachers’ Pension Plan → regulator → Ontario Securities Commission ⓘ
Canadian Securities Administrators → hasMember → Ontario Securities Commission ⓘ
Ontario Securities Act → administeredBy → Ontario Securities Commission ⓘ
Ontario Securities Act → enforcedBy → Ontario Securities Commission ⓘ
Ontario Securities Act → relatedTo → Ontario Securities Commission ⓘ
this entity surface form: Ontario Securities Commission Act
Ontario Commodity Futures Act → regulator → Ontario Securities Commission ⓘ
Ontario Commodity Futures Act → enforcedBy → Ontario Securities Commission ⓘ
Ontario Commodity Futures Act → administeredBy → Ontario Securities Commission ⓘ
NYSE:BAM → regulatoryJurisdiction → Ontario Securities Commission ⓘ
subject surface form: Brookfield Asset Management
TSX:BAM → regulatoryJurisdiction → Ontario Securities Commission ⓘ
subject surface form: Brookfield Asset Management Ltd.