Japan Securities Dealers Association

E717793

The Japan Securities Dealers Association is a self-regulatory organization that oversees and regulates Japan’s securities firms and markets, including broker-dealer activities.

All labels observed (1)

Label Occurrences
Japan Securities Dealers Association canonical 1

How this entity was disambiguated

Statements (39)

Predicate Object
instanceOf securities industry association
self-regulatory organization
abbreviation JSDA NERFINISHED
aimsAt fair and orderly securities markets
protection of investors in Japan
cooperatesWith Financial Services Agency of Japan NERFINISHED
Japan Exchange Group NERFINISHED
Tokyo Stock Exchange NERFINISHED
country Japan
enforces disciplinary measures against member firms
hasRole enforcement of securities rules for members
investor protection
market surveillance
rule-making for securities dealers
self-regulation of securities business
headquartersLocation Japan NERFINISHED
Tokyo
industry securities industry
jurisdiction Japan
languageOfOfficialDocuments Japanese
legalForm self-regulatory organization under Japanese law
memberOf International Organization of Securities Commissions NERFINISHED
monitors trading activities of member firms
nativeNameLanguage Japanese
oversees Japanese securities markets
provides guidelines for securities business
investor education
market statistics
regulates broker-dealer activities in Japan
over-the-counter securities markets in Japan
securities firms in Japan
sector financial services
setsStandard advertising and solicitation rules for securities products
compliance rules for broker-dealers
sales practices for securities firms
supervises member securities companies
typeOfRegulation self-regulation
websiteLanguage English
Japanese

How these facts were elicited

Referenced by (1)

Full triples — surface form annotated when it differs from this entity's canonical label.

JASDAQ regulatoryJurisdiction Japan Securities Dealers Association