Chinese securities law
E717471
Chinese securities law is the legal framework that regulates the issuance, trading, and disclosure of securities in China’s capital markets, aiming to protect investors and maintain market order.
Observed surface forms (2)
| Surface form | Occurrences |
|---|---|
| Securities Investment Fund Law of the People’s Republic of China | 1 |
| Securities Law of the People’s Republic of China | 1 |
Statements (55)
| Predicate | Object |
|---|---|
| instanceOf |
financial regulation
ⓘ
legal framework ⓘ securities law ⓘ |
| aimsTo |
enhance information transparency
ⓘ
maintain market order ⓘ prevent securities fraud ⓘ promote fair trading ⓘ protect investors ⓘ |
| appliesTo |
domestic issuers in China
ⓘ
foreign issuers listing in China ⓘ securities investors ⓘ securities service institutions ⓘ |
| basedOn | Securities Law of the People's Republic of China NERFINISHED ⓘ |
| country | China ⓘ |
| covers |
false statements in information disclosure
ⓘ
initial public offerings ⓘ insider trading ⓘ major asset restructurings of listed companies ⓘ market manipulation ⓘ rights issues ⓘ secondary market trading ⓘ tender offers ⓘ |
| enforcedBy |
CSRC
NERFINISHED
ⓘ
China Securities Regulatory Commission NERFINISHED ⓘ administrative law enforcement agencies ⓘ judicial organs of the People's Republic of China NERFINISHED ⓘ stock exchanges in China ⓘ |
| includes |
CSRC departmental rules
ⓘ
Company Law of the People's Republic of China NERFINISHED ⓘ Criminal Law provisions on securities crimes ⓘ Securities Law of the People's Republic of China NERFINISHED ⓘ administrative regulations on securities investment funds ⓘ regulations on the supervision and administration of securities companies ⓘ stock exchange listing rules ⓘ |
| jurisdiction | People's Republic of China NERFINISHED ⓘ |
| providesFor |
administrative penalties for securities violations
ⓘ
civil liability for securities violations ⓘ criminal liability for serious securities offenses ⓘ |
| regulates |
bond markets
ⓘ
issuance of securities ⓘ listed companies ⓘ private placements ⓘ public offerings ⓘ securities companies ⓘ securities disclosure ⓘ securities investment funds ⓘ securities registration and settlement ⓘ stock exchanges ⓘ trading of securities ⓘ |
| requires |
accuracy of disclosed information
ⓘ
completeness of disclosed information ⓘ interim reports on material events ⓘ periodic reports by listed companies ⓘ prospectus disclosure for public offerings ⓘ truthfulness of disclosed information ⓘ |
Referenced by (3)
Full triples — surface form annotated when it differs from this entity's canonical label.
subject surface form:
Shanghai Stock Exchange
this entity surface form:
Securities Law of the People’s Republic of China
this entity surface form:
Securities Investment Fund Law of the People’s Republic of China