Securities and Exchange Commission, Thailand
E682203
The Securities and Exchange Commission, Thailand is the national capital markets regulator responsible for overseeing and enforcing securities and investment laws to ensure fair, transparent, and efficient financial markets in Thailand.
All labels observed (1)
| Label | Occurrences |
|---|---|
| Securities and Exchange Commission, Thailand canonical | 2 |
Statements (50)
| Predicate | Object |
|---|---|
| instanceOf |
financial regulatory authority
ⓘ
government agency ⓘ securities regulator ⓘ |
| abbreviation |
SEC Thailand
NERFINISHED
ⓘ
Thai SEC NERFINISHED ⓘ |
| aimsTo |
maintain investor confidence in Thai capital markets
ⓘ
promote good corporate governance in listed companies ⓘ reduce systemic risk in Thai capital markets ⓘ |
| country | Thailand ⓘ |
| enforces |
capital market supervision laws in Thailand
ⓘ
derivatives laws in Thailand ⓘ securities laws in Thailand ⓘ |
| hasHeadquartersIn | Bangkok NERFINISHED ⓘ |
| issues |
disclosure requirements for listed companies in Thailand
ⓘ
regulations for public companies in Thailand ⓘ regulations for securities firms in Thailand ⓘ |
| jurisdiction | Thailand NERFINISHED ⓘ |
| languageOfOperation |
English
ⓘ
Thai ⓘ |
| legalBasis |
Derivatives Act of Thailand
NERFINISHED
ⓘ
Securities and Exchange Act of Thailand NERFINISHED ⓘ |
| monitors |
insider trading in Thai capital markets
ⓘ
market abuse in Thai capital markets ⓘ market manipulation in Thai capital markets ⓘ |
| oversees |
collective investment schemes in Thailand
ⓘ
market intermediaries in Thailand ⓘ public offerings of securities in Thailand ⓘ securities issuance in Thailand ⓘ takeovers and tender offers in Thailand ⓘ |
| parentOrganization | Ministry of Finance of Thailand NERFINISHED ⓘ |
| participatesIn | International Organization of Securities Commissions NERFINISHED ⓘ |
| regulates |
asset management companies in Thailand
ⓘ
capital markets in Thailand ⓘ collective investment schemes in Thailand ⓘ derivatives markets in Thailand ⓘ listed companies’ disclosure in Thailand ⓘ mutual funds in Thailand ⓘ securities companies in Thailand ⓘ securities markets in Thailand ⓘ |
| responsibleFor |
ensuring efficient financial markets in Thailand
ⓘ
ensuring fair financial markets in Thailand ⓘ ensuring transparent financial markets in Thailand ⓘ investor protection in Thailand ⓘ promoting capital market development in Thailand ⓘ supervision of the Stock Exchange of Thailand ⓘ |
| sector |
capital markets
ⓘ
financial regulation ⓘ |
| supervises |
Stock Exchange of Thailand
NERFINISHED
ⓘ
Thailand Futures Exchange NERFINISHED ⓘ |
| website | https://www.sec.or.th ⓘ |
Referenced by (2)
Full triples — surface form annotated when it differs from this entity's canonical label.
subject surface form:
Bank of Thailand