Office of Financial Regulation
E680828
The Office of Financial Regulation is Florida’s state agency responsible for regulating and supervising financial institutions, securities, and consumer finance businesses to ensure compliance with state financial laws.
All labels observed (1)
| Label | Occurrences |
|---|---|
| Office of Financial Regulation canonical | 1 |
Statements (40)
| Predicate | Object |
|---|---|
| instanceOf |
financial regulatory authority
ⓘ
state government agency ⓘ |
| aimsTo |
maintain safety and soundness of financial institutions in Florida
ⓘ
promote fair and lawful financial markets in Florida ⓘ |
| country |
United States of America
ⓘ
surface form:
United States
|
| enforces |
Florida consumer finance laws
ⓘ
Florida financial laws ⓘ Florida securities laws ⓘ |
| function |
conducting examinations of regulated entities
ⓘ
conducting investigations of potential financial law violations ⓘ issuing rules and guidance for regulated entities ⓘ licensing financial services businesses in Florida ⓘ taking administrative enforcement actions ⓘ |
| hasRegulatoryScope |
banking
ⓘ
consumer finance ⓘ money services businesses ⓘ mortgage industry ⓘ securities ⓘ |
| headquartersLocation | Florida NERFINISHED ⓘ |
| jurisdiction |
Florida
ⓘ
surface form:
State of Florida
|
| legalForm | state agency ⓘ |
| parentOrganization | State of Florida government NERFINISHED ⓘ |
| purpose |
to ensure compliance with state financial laws
ⓘ
to protect consumers of financial services in Florida ⓘ |
| regulates |
broker-dealers in Florida
ⓘ
consumer finance companies in Florida ⓘ credit unions in Florida ⓘ financial institutions in Florida ⓘ investment advisers in Florida ⓘ money services businesses in Florida ⓘ mortgage brokers in Florida ⓘ mortgage lenders in Florida ⓘ mortgage loan originators in Florida ⓘ non-depository financial institutions in Florida ⓘ payday lenders in Florida ⓘ securities industry in Florida ⓘ state-chartered banks in Florida ⓘ |
| sector | financial regulation ⓘ |
| state | Florida ⓘ |
| supervises | state-chartered financial institutions in Florida ⓘ |
Referenced by (1)
Full triples — surface form annotated when it differs from this entity's canonical label.