Nasdaq Listing Qualifications Department
E604117
The Nasdaq Listing Qualifications Department is the regulatory body within Nasdaq responsible for overseeing and enforcing listing standards and compliance for companies traded on its markets.
All labels observed (2)
| Label | Occurrences |
|---|---|
| NASDAQ listing rules | 1 |
| Nasdaq Listing Qualifications Department canonical | 1 |
How this entity was disambiguated
This entity first appeared as the object of triple T6539940 — resolving that mention is where its identity was fixed. The disambiguator weighed these candidate entities and picked the highlighted one (or “None”, minting a new entity). This is how homonymy is resolved: the same surface form can point to different entities.
NED1
Entity disambiguation (via context triple)
gpt-5-mini-2025-08-07
Target entity: Nasdaq Listing Qualifications Department Context triple: [Nasdaq Global Market, governedBy, Nasdaq Listing Qualifications Department]
-
A.
Division of Trading and Markets of the SEC
The Division of Trading and Markets of the SEC is the unit responsible for overseeing and regulating U.S. securities markets, broker-dealers, and key market infrastructure to ensure fair, orderly, and efficient trading.
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B.
Nasdaq Clearing
Nasdaq Clearing is a central counterparty clearing house operated by Nasdaq that manages and guarantees the clearing of trades in various financial instruments across Nordic and other European markets.
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C.
NASDAQ MarketSite
NASDAQ MarketSite is the iconic Times Square broadcast and marketing center of the Nasdaq stock exchange, known for its large electronic display and live market updates.
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D.
Division of Enforcement of the SEC
The Division of Enforcement of the SEC is the U.S. Securities and Exchange Commission’s primary investigative and prosecutorial arm responsible for pursuing violations of federal securities laws and protecting investors.
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E.
Nasdaq Global Market
Nasdaq Global Market is a mid-cap segment of the Nasdaq Stock Market that lists companies meeting specific financial, liquidity, and corporate governance standards.
- F. None of above. chosen
- G. Unsure - the case is ambiguous/there is not enough information to decide.
NED2
Entity disambiguation (via description)
gpt-5-mini-2025-08-07
Target entity: Nasdaq Listing Qualifications Department Target entity description: The Nasdaq Listing Qualifications Department is the regulatory body within Nasdaq responsible for overseeing and enforcing listing standards and compliance for companies traded on its markets.
-
A.
Division of Trading and Markets of the SEC
The Division of Trading and Markets of the SEC is the unit responsible for overseeing and regulating U.S. securities markets, broker-dealers, and key market infrastructure to ensure fair, orderly, and efficient trading.
-
B.
Nasdaq Clearing
Nasdaq Clearing is a central counterparty clearing house operated by Nasdaq that manages and guarantees the clearing of trades in various financial instruments across Nordic and other European markets.
-
C.
NASDAQ MarketSite
NASDAQ MarketSite is the iconic Times Square broadcast and marketing center of the Nasdaq stock exchange, known for its large electronic display and live market updates.
-
D.
Division of Enforcement of the SEC
The Division of Enforcement of the SEC is the U.S. Securities and Exchange Commission’s primary investigative and prosecutorial arm responsible for pursuing violations of federal securities laws and protecting investors.
-
E.
Nasdaq Global Market
Nasdaq Global Market is a mid-cap segment of the Nasdaq Stock Market that lists companies meeting specific financial, liquidity, and corporate governance standards.
- F. None of above. chosen
Statements (48)
| Predicate | Object |
|---|---|
| instanceOf |
Nasdaq department
ⓘ
regulatory department ⓘ |
| collaboratesWith |
Nasdaq MarketWatch Department
NERFINISHED
ⓘ
Nasdaq Office of General Counsel NERFINISHED ⓘ |
| communicatesVia | Nasdaq Listing Center NERFINISHED ⓘ |
| enforces |
Nasdaq continued listing requirements
ⓘ
Nasdaq corporate governance requirements ⓘ Nasdaq listing standards ⓘ Nasdaq qualitative listing criteria ⓘ Nasdaq quantitative listing criteria ⓘ |
| goal |
maintain fair and orderly markets
ⓘ
preserve integrity of Nasdaq listing standards ⓘ protect investors ⓘ |
| industry | financial regulation ⓘ |
| issues |
deficiency notices
ⓘ
delisting determination letters ⓘ public compliance notifications ⓘ |
| jurisdiction | Nasdaq-listed companies ⓘ |
| location |
United States of America
ⓘ
surface form:
United States
|
| mayGrant |
cure periods for non-compliance
ⓘ
extensions to regain compliance ⓘ |
| monitors | public disclosures related to listing compliance ⓘ |
| operatesUnder |
Nasdaq listing rules
ⓘ
Nasdaq rulebook NERFINISHED ⓘ |
| oversees |
compliance with corporate governance listing rules
ⓘ
compliance with market value requirements ⓘ compliance with minimum bid price rules ⓘ compliance with public float requirements ⓘ compliance with shareholder distribution requirements ⓘ compliance with shareholder equity requirements ⓘ |
| parentOrganization | Nasdaq, Inc. NERFINISHED ⓘ |
| partOf |
Nasdaq Stock Market
NERFINISHED
ⓘ
Nasdaq, Inc. NERFINISHED ⓘ |
| regulates |
companies listed on Nasdaq Capital Market
ⓘ
companies listed on Nasdaq Global Market ⓘ companies listed on Nasdaq Global Select Market ⓘ |
| responsibleFor |
enforcing listing standards
ⓘ
granting compliance plans and extensions ⓘ initiating delisting proceedings ⓘ interpreting Nasdaq listing rules ⓘ monitoring continued listing compliance ⓘ overseeing listing standards ⓘ reviewing continued listing status ⓘ reviewing initial listing applications ⓘ |
| subjectToAppealBefore | Nasdaq Hearings Panel NERFINISHED ⓘ |
| subjectToOversightBy | Nasdaq Listing and Hearing Review Council NERFINISHED ⓘ |
| uses |
qualitative corporate governance criteria
ⓘ
quantitative financial criteria ⓘ |
How these facts were elicited
The pipeline generated the facts above by prompting gpt-5.1 with this entity's name + description and the instruction below.
Instruction
You are a knowledge base construction expert. Given a subject entity and a description of it, return factual statements that you know for the subject as a JSON list of dictionaries(triples), where keys must be "subject", "predicate" and "object". The number of facts may be very high, between 25 to 50 or more, for very popular subjects. For less popular subjects, the number of facts can be very low, like 5 or 10. # Requirements - If you don't know the subject at all, return an empty list. - If the subject is not a named entity, return an empty list. - Include at least one triple where predicate is "instanceOf". - Do not get too wordy. - Separate several objects into multiple triples with one object.
Input
Subject: Nasdaq Listing Qualifications Department Description of subject: The Nasdaq Listing Qualifications Department is the regulatory body within Nasdaq responsible for overseeing and enforcing listing standards and compliance for companies traded on its markets.
Referenced by (2)
Full triples — surface form annotated when it differs from this entity's canonical label.
this entity surface form:
NASDAQ listing rules