Nasdaq Listing Qualifications Department

E604117

Nasdaq department regulatory department

The Nasdaq Listing Qualifications Department is the regulatory body within Nasdaq responsible for overseeing and enforcing listing standards and compliance for companies traded on its markets.

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Observed surface forms (1)

Surface form	Occurrences
NASDAQ listing rules	1

Statements (48)

Predicate	Object
instanceOf	Nasdaq department ⓘ regulatory department ⓘ
collaboratesWith	Nasdaq MarketWatch Department NERFINISHED ⓘ Nasdaq Office of General Counsel NERFINISHED ⓘ
communicatesVia	Nasdaq Listing Center NERFINISHED ⓘ
enforces	Nasdaq continued listing requirements ⓘ Nasdaq corporate governance requirements ⓘ Nasdaq listing standards ⓘ Nasdaq qualitative listing criteria ⓘ Nasdaq quantitative listing criteria ⓘ
goal	maintain fair and orderly markets ⓘ preserve integrity of Nasdaq listing standards ⓘ protect investors ⓘ
industry	financial regulation ⓘ
issues	deficiency notices ⓘ delisting determination letters ⓘ public compliance notifications ⓘ
jurisdiction	Nasdaq-listed companies ⓘ
location	United States of America ⓘ surface form: United States
mayGrant	cure periods for non-compliance ⓘ extensions to regain compliance ⓘ
monitors	public disclosures related to listing compliance ⓘ
operatesUnder	Nasdaq listing rules ⓘ Nasdaq rulebook NERFINISHED ⓘ
oversees	compliance with corporate governance listing rules ⓘ compliance with market value requirements ⓘ compliance with minimum bid price rules ⓘ compliance with public float requirements ⓘ compliance with shareholder distribution requirements ⓘ compliance with shareholder equity requirements ⓘ
parentOrganization	Nasdaq, Inc. NERFINISHED ⓘ
partOf	Nasdaq Stock Market NERFINISHED ⓘ Nasdaq, Inc. NERFINISHED ⓘ
regulates	companies listed on Nasdaq Capital Market ⓘ companies listed on Nasdaq Global Market ⓘ companies listed on Nasdaq Global Select Market ⓘ
responsibleFor	enforcing listing standards ⓘ granting compliance plans and extensions ⓘ initiating delisting proceedings ⓘ interpreting Nasdaq listing rules ⓘ monitoring continued listing compliance ⓘ overseeing listing standards ⓘ reviewing continued listing status ⓘ reviewing initial listing applications ⓘ
subjectToAppealBefore	Nasdaq Hearings Panel NERFINISHED ⓘ
subjectToOversightBy	Nasdaq Listing and Hearing Review Council NERFINISHED ⓘ
uses	qualitative corporate governance criteria ⓘ quantitative financial criteria ⓘ

Referenced by (2)

Full triples — surface form annotated when it differs from this entity's canonical label.

Nasdaq Global Market → governedBy → Nasdaq Listing Qualifications Department ⓘ

TRVG → isSubjectTo → Nasdaq Listing Qualifications Department ⓘ

this entity surface form: NASDAQ listing rules