IOSCO Multilateral Memorandum of Understanding

E538265

information-sharing agreement international enforcement cooperation agreement multilateral memorandum of understanding

The IOSCO Multilateral Memorandum of Understanding is a global enforcement and information-sharing agreement that facilitates cross-border cooperation among securities regulators to combat securities fraud and protect investors.

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All labels observed (1)

Label	Occurrences
IOSCO Multilateral Memorandum of Understanding canonical	1

Statements (46)

Predicate	Object
instanceOf	information-sharing agreement ⓘ international enforcement cooperation agreement ⓘ multilateral memorandum of understanding ⓘ
abbreviation	MMoU NERFINISHED ⓘ
administeredBy	International Organization of Securities Commissions NERFINISHED ⓘ
beneficiary	investors in global securities markets ⓘ securities regulators seeking cross-border assistance ⓘ
characteristic	based on reciprocity among signatory authorities ⓘ non-binding under public international law but binding under signatories’ domestic frameworks ⓘ sets minimum standards for cooperation and information exchange ⓘ
complements	domestic securities laws and regulations of signatory jurisdictions ⓘ
developedBy	International Organization of Securities Commissions NERFINISHED ⓘ
enables	assistance in freezing or seizing assets subject to local law ⓘ assistance in obtaining testimony and statements ⓘ assistance in serving documents ⓘ collection of bank, brokerage, and transaction records for enforcement purposes ⓘ cross-border investigations of securities violations ⓘ
foundationFor	IOSCO’s global enforcement cooperation framework ⓘ
fullName	IOSCO Multilateral Memorandum of Understanding Concerning Consultation and Cooperation and the Exchange of Information NERFINISHED ⓘ
geographicalScope	global ⓘ
legalArea	capital markets enforcement ⓘ securities regulation ⓘ
objective	promote investor confidence in global securities markets ⓘ reduce regulatory gaps in cross-border supervision ⓘ support effective enforcement of securities and derivatives laws ⓘ
participants	financial market supervisory authorities ⓘ securities regulators ⓘ
purpose	combat securities fraud ⓘ enable exchange of enforcement-related information ⓘ enhance market integrity ⓘ facilitate enforcement of securities laws ⓘ protect investors ⓘ
relatedTo	IOSCO Enhanced Multilateral Memorandum of Understanding NERFINISHED ⓘ IOSCO Objectives and Principles of Securities Regulation NERFINISHED ⓘ
requires	signatory regulators to provide assistance in investigations ⓘ signatory regulators to share information relevant to enforcement ⓘ
scope	cross-border cooperation among securities regulators ⓘ
shortName	IOSCO MMoU NERFINISHED ⓘ
sponsoredBy	International Organization of Securities Commissions NERFINISHED ⓘ
typeOfCooperation	consultation ⓘ cooperation ⓘ exchange of information ⓘ
usedFor	cooperation in supervision of intermediaries and market participants ⓘ cross-border enforcement of insider trading rules ⓘ cross-border enforcement of market manipulation cases ⓘ cross-border enforcement of misrepresentation and disclosure violations ⓘ

Referenced by (1)

Full triples — surface form annotated when it differs from this entity's canonical label.

International Organization of Securities Commissions → hasLegalInstrument → IOSCO Multilateral Memorandum of Understanding ⓘ