IOSCO Principles of Securities Regulation
E538260
The IOSCO Principles of Securities Regulation are a globally recognized set of core standards that guide the regulation, supervision, and oversight of securities markets to promote investor protection, market integrity, and financial stability.
All labels observed (1)
| Label | Occurrences |
|---|---|
| IOSCO Principles of Securities Regulation canonical | 1 |
How this entity was disambiguated
This entity first appeared as the object of triple T5678382 — resolving that mention is where its identity was fixed. The disambiguator weighed these candidate entities and picked the highlighted one (or “None”, minting a new entity). This is how homonymy is resolved: the same surface form can point to different entities.
NED1
Entity disambiguation (via context triple)
gpt-5-mini-2025-08-07
Target entity: IOSCO Principles of Securities Regulation Context triple: [International Organization of Securities Commissions, develops, IOSCO Principles of Securities Regulation]
-
A.
Regulation SCI
Regulation SCI is a U.S. Securities and Exchange Commission rule framework that imposes technology, operational resilience, and cybersecurity standards on key securities market participants and their critical systems.
-
B.
Principles for Financial Market Infrastructures
Principles for Financial Market Infrastructures is an international standard that sets out risk-management and operational guidelines for systemically important payment, clearing, and settlement systems to promote the safety and efficiency of global financial markets.
-
C.
Bermuda Principles
The Bermuda Principles are a set of guidelines established in the 1990s that mandated the rapid, public release of DNA sequence data, profoundly shaping open-data practices in genomics.
-
D.
International Organization of Securities Commissions
The International Organization of Securities Commissions (IOSCO) is a global standard-setting body that brings together securities regulators from around the world to develop and promote high standards for securities markets and investor protection.
-
E.
Markets in Financial Instruments Regulation
Markets in Financial Instruments Regulation is a key European Union legislative framework that strengthens investor protection and transparency in financial markets by setting detailed rules for trading venues, investment firms, and market infrastructure.
- F. None of above. chosen
- G. Unsure - the case is ambiguous/there is not enough information to decide.
NED2
Entity disambiguation (via description)
gpt-5-mini-2025-08-07
Target entity: IOSCO Principles of Securities Regulation Target entity description: The IOSCO Principles of Securities Regulation are a globally recognized set of core standards that guide the regulation, supervision, and oversight of securities markets to promote investor protection, market integrity, and financial stability.
-
A.
Regulation SCI
Regulation SCI is a U.S. Securities and Exchange Commission rule framework that imposes technology, operational resilience, and cybersecurity standards on key securities market participants and their critical systems.
-
B.
Principles for Financial Market Infrastructures
Principles for Financial Market Infrastructures is an international standard that sets out risk-management and operational guidelines for systemically important payment, clearing, and settlement systems to promote the safety and efficiency of global financial markets.
-
C.
Bermuda Principles
The Bermuda Principles are a set of guidelines established in the 1990s that mandated the rapid, public release of DNA sequence data, profoundly shaping open-data practices in genomics.
-
D.
International Organization of Securities Commissions
The International Organization of Securities Commissions (IOSCO) is a global standard-setting body that brings together securities regulators from around the world to develop and promote high standards for securities markets and investor protection.
-
E.
Markets in Financial Instruments Regulation
Markets in Financial Instruments Regulation is a key European Union legislative framework that strengthens investor protection and transparency in financial markets by setting detailed rules for trading venues, investment firms, and market infrastructure.
- F. None of above. chosen
Statements (120)
| Predicate | Object |
|---|---|
| instanceOf |
international regulatory standard
ⓘ
securities regulation standard ⓘ soft law instrument ⓘ |
| abbreviation | IOSCO Principles NERFINISHED ⓘ |
| appliesTo |
collective investment schemes
ⓘ
market intermediaries ⓘ securities markets ⓘ securities regulators ⓘ |
| author | International Organization of Securities Commissions NERFINISHED ⓘ |
| field |
capital markets
ⓘ
financial regulation ⓘ securities regulation ⓘ |
| hasComponent |
Principle 1
NERFINISHED
ⓘ
Principle 10 NERFINISHED ⓘ Principle 100 NERFINISHED ⓘ Principle 11 ⓘ Principle 12 NERFINISHED ⓘ Principle 13 NERFINISHED ⓘ Principle 14 NERFINISHED ⓘ Principle 15 NERFINISHED ⓘ Principle 16 NERFINISHED ⓘ Principle 17 NERFINISHED ⓘ Principle 18 ⓘ Principle 19 NERFINISHED ⓘ Principle 2 ⓘ Principle 20 ⓘ Principle 21 NERFINISHED ⓘ Principle 22 ⓘ Principle 23 NERFINISHED ⓘ Principle 24 ⓘ Principle 25 NERFINISHED ⓘ Principle 26 NERFINISHED ⓘ Principle 27 NERFINISHED ⓘ Principle 28 NERFINISHED ⓘ Principle 29 NERFINISHED ⓘ Principle 3 NERFINISHED ⓘ Principle 30 NERFINISHED ⓘ Principle 31 ⓘ Principle 32 NERFINISHED ⓘ Principle 33 NERFINISHED ⓘ Principle 34 NERFINISHED ⓘ Principle 35 ⓘ Principle 36 NERFINISHED ⓘ Principle 37 ⓘ Principle 38 NERFINISHED ⓘ Principle 39 NERFINISHED ⓘ Principle 4 NERFINISHED ⓘ Principle 40 NERFINISHED ⓘ Principle 41 NERFINISHED ⓘ Principle 42 NERFINISHED ⓘ Principle 43 NERFINISHED ⓘ Principle 44 NERFINISHED ⓘ Principle 45 NERFINISHED ⓘ Principle 46 NERFINISHED ⓘ Principle 47 ⓘ Principle 48 NERFINISHED ⓘ Principle 49 NERFINISHED ⓘ Principle 5 NERFINISHED ⓘ Principle 50 NERFINISHED ⓘ Principle 51 NERFINISHED ⓘ Principle 52 ⓘ Principle 53 ⓘ Principle 54 NERFINISHED ⓘ Principle 55 NERFINISHED ⓘ Principle 56 ⓘ Principle 57 ⓘ Principle 58 NERFINISHED ⓘ Principle 59 NERFINISHED ⓘ Principle 6 NERFINISHED ⓘ Principle 60 NERFINISHED ⓘ Principle 61 NERFINISHED ⓘ Principle 62 NERFINISHED ⓘ Principle 63 NERFINISHED ⓘ Principle 64 NERFINISHED ⓘ Principle 65 NERFINISHED ⓘ Principle 66 NERFINISHED ⓘ Principle 67 ⓘ Principle 68 NERFINISHED ⓘ Principle 69 ⓘ Principle 7 NERFINISHED ⓘ Principle 70 NERFINISHED ⓘ Principle 71 NERFINISHED ⓘ Principle 72 NERFINISHED ⓘ Principle 73 NERFINISHED ⓘ Principle 74 ⓘ Principle 75 NERFINISHED ⓘ Principle 76 NERFINISHED ⓘ Principle 77 NERFINISHED ⓘ Principle 78 NERFINISHED ⓘ Principle 79 NERFINISHED ⓘ Principle 8 NERFINISHED ⓘ Principle 80 NERFINISHED ⓘ Principle 81 NERFINISHED ⓘ Principle 82 NERFINISHED ⓘ Principle 83 NERFINISHED ⓘ Principle 84 NERFINISHED ⓘ Principle 85 NERFINISHED ⓘ Principle 86 NERFINISHED ⓘ Principle 87 NERFINISHED ⓘ Principle 88 ⓘ Principle 89 NERFINISHED ⓘ Principle 9 NERFINISHED ⓘ Principle 90 NERFINISHED ⓘ Principle 91 ⓘ Principle 92 NERFINISHED ⓘ Principle 93 NERFINISHED ⓘ Principle 94 NERFINISHED ⓘ Principle 95 NERFINISHED ⓘ Principle 96 NERFINISHED ⓘ Principle 97 ⓘ Principle 98 NERFINISHED ⓘ Principle 99 ⓘ |
| hasPurpose |
financial stability
ⓘ
investor protection ⓘ market integrity ⓘ promotion of fair efficient and transparent markets ⓘ reduction of systemic risk ⓘ |
| isRecognizedAs | core standard for securities regulation ⓘ |
| isRecognizedBy |
Financial Stability Board
NERFINISHED
ⓘ
G20 NERFINISHED ⓘ |
How these facts were elicited
The pipeline generated the facts above by prompting gpt-5.1 with this entity's name + description and the instruction below.
Instruction
You are a knowledge base construction expert. Given a subject entity and a description of it, return factual statements that you know for the subject as a JSON list of dictionaries(triples), where keys must be "subject", "predicate" and "object". The number of facts may be very high, between 25 to 50 or more, for very popular subjects. For less popular subjects, the number of facts can be very low, like 5 or 10. # Requirements - If you don't know the subject at all, return an empty list. - If the subject is not a named entity, return an empty list. - Include at least one triple where predicate is "instanceOf". - Do not get too wordy. - Separate several objects into multiple triples with one object.
Input
Subject: IOSCO Principles of Securities Regulation Description of subject: The IOSCO Principles of Securities Regulation are a globally recognized set of core standards that guide the regulation, supervision, and oversight of securities markets to promote investor protection, market integrity, and financial stability.
Referenced by (1)
Full triples — surface form annotated when it differs from this entity's canonical label.
International Organization of Securities Commissions
→
develops
→
IOSCO Principles of Securities Regulation
ⓘ