Georgia Securities Division
E521032
The Georgia Securities Division is the state regulatory agency responsible for enforcing securities laws, licensing investment professionals, and protecting investors in Georgia’s financial markets.
All labels observed (1)
| Label | Occurrences |
|---|---|
| Georgia Securities Division canonical | 1 |
Statements (33)
| Predicate | Object |
|---|---|
| instanceOf |
government agency
ⓘ
regulatory agency ⓘ state securities regulator ⓘ |
| activity |
conducting examinations of licensed firms
ⓘ
conducting investigations of suspected securities violations ⓘ initiating enforcement actions against violators of Georgia securities laws ⓘ providing investor education and outreach ⓘ reviewing securities registration filings ⓘ |
| country |
United States of America
ⓘ
surface form:
United States
|
| enforces |
Georgia securities laws
ⓘ
state securities regulations ⓘ |
| field |
financial markets oversight
ⓘ
investor protection ⓘ securities regulation ⓘ |
| goal |
maintain fair and efficient securities markets in Georgia
ⓘ
prevent securities fraud in Georgia ⓘ |
| jurisdiction | State of Georgia NERFINISHED ⓘ |
| legalAuthorityOver |
licensing of broker-dealers in Georgia
ⓘ
licensing of investment advisers in Georgia ⓘ securities transactions in Georgia ⓘ |
| location | Georgia NERFINISHED ⓘ |
| mission | protect investors in Georgia’s financial markets ⓘ |
| parentOrganization | State of Georgia government NERFINISHED ⓘ |
| regulates |
broker-dealers in Georgia
ⓘ
investment advisers in Georgia ⓘ securities industry in Georgia ⓘ securities offerings in Georgia ⓘ |
| responsibleFor |
administrative enforcement actions related to securities in Georgia
ⓘ
investigating securities law violations in Georgia ⓘ investor protection in Georgia ⓘ licensing investment professionals in Georgia ⓘ registration of securities offerings in Georgia ⓘ |
| sector | financial regulation ⓘ |
Referenced by (1)
Full triples — surface form annotated when it differs from this entity's canonical label.