DFSA Rulebook
E519577
The DFSA Rulebook is the comprehensive set of financial regulations and standards governing firms and activities in the Dubai International Financial Centre, issued and maintained by the Dubai Financial Services Authority.
Statements (51)
| Predicate | Object |
|---|---|
| instanceOf |
body of financial regulations
ⓘ
financial regulatory rulebook ⓘ |
| accessibleAt | https://www.dfsa.ae ⓘ |
| appliesTo |
ancillary service providers in the Dubai International Financial Centre
ⓘ
authorised firms in the Dubai International Financial Centre ⓘ authorised market institutions in the Dubai International Financial Centre ⓘ designated non-financial businesses and professions in the Dubai International Financial Centre ⓘ |
| basedIn | Dubai NERFINISHED ⓘ |
| country | United Arab Emirates ⓘ |
| format | modular rulebook structure ⓘ |
| governingBody | Dubai Financial Services Authority NERFINISHED ⓘ |
| hasPart |
Authorised Market Institutions (AMI) Module
NERFINISHED
ⓘ
Collective Investment Rules (CIR) Module NERFINISHED ⓘ Conduct of Business (COB) Module NERFINISHED ⓘ Enforcement Module (ENF) NERFINISHED ⓘ Fees Module (FER) NERFINISHED ⓘ General Module (GEN) ⓘ Glossary Module (GLO) NERFINISHED ⓘ Islamic Finance Rules (IFR) Module NERFINISHED ⓘ Markets Rules (MKT) Module NERFINISHED ⓘ Prudential – Investment, Insurance Intermediation and Banking (PIB) Module NERFINISHED ⓘ Regulatory Policy and Process (RPP) Module NERFINISHED ⓘ Supervision Module (SUP) NERFINISHED ⓘ |
| jurisdiction | Dubai International Financial Centre NERFINISHED ⓘ |
| language | English ⓘ |
| legalBasis | DIFC Regulatory Law and related DIFC legislation NERFINISHED ⓘ |
| legalStatus | binding regulatory instrument within the Dubai International Financial Centre ⓘ |
| publisher | Dubai Financial Services Authority NERFINISHED ⓘ |
| purpose | to provide a comprehensive regulatory framework for financial services in the Dubai International Financial Centre ⓘ |
| regulates |
Islamic financial business in the Dubai International Financial Centre
ⓘ
anti-money laundering and counter-terrorist financing obligations as referenced to UAE federal framework ⓘ approval of individuals performing licensed functions ⓘ authorisation and licensing of firms ⓘ capital adequacy of firms ⓘ client asset protection requirements ⓘ conduct of business standards ⓘ corporate governance requirements for regulated entities ⓘ disclosure and reporting obligations of firms ⓘ financial promotions in or from the Dubai International Financial Centre ⓘ financial services activities in the Dubai International Financial Centre ⓘ funds and collective investment schemes ⓘ listing and trading on authorised markets ⓘ market conduct ⓘ outsourcing arrangements of regulated entities ⓘ prospectus and offering documentation requirements ⓘ prudential requirements for firms ⓘ risk management standards ⓘ systems and controls of regulated entities ⓘ whistleblowing arrangements in regulated entities ⓘ |
| updatedBy | Dubai Financial Services Authority NERFINISHED ⓘ |
| updateFrequency | periodically amended ⓘ |
Referenced by (1)
Full triples — surface form annotated when it differs from this entity's canonical label.