Markets in Financial Instruments Directive II

E513402

European Union directive financial regulation

Markets in Financial Instruments Directive II (MiFID II) is a comprehensive European Union regulatory framework that strengthens investor protection and transparency in financial markets by governing how investment services are provided and traded across the EU.

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Observed surface forms (1)

Surface form	Occurrences
MiFID II framework	1

Statements (47)

Predicate	Object
instanceOf	European Union directive ⓘ financial regulation ⓘ
adoptedBy	Council of the European Union NERFINISHED ⓘ European Parliament NERFINISHED ⓘ
aimsTo	harmonise investment services regulation across the EU ⓘ increase transparency in financial markets ⓘ strengthen investor protection ⓘ
appliesTo	investment firms authorised in the EU ⓘ third-country firms providing services in the EU under certain conditions ⓘ
complements	Markets in Financial Instruments Regulation NERFINISHED ⓘ
covers	bonds ⓘ derivatives ⓘ equities ⓘ structured finance products ⓘ
enteredIntoApplication	2018-01-03 ⓘ
follows	Markets in Financial Instruments Directive NERFINISHED ⓘ
implementedThrough	national transposition laws of EU Member States ⓘ
introduces	appropriateness assessment requirements ⓘ best execution requirements ⓘ client categorisation rules ⓘ enhanced transaction reporting requirements ⓘ inducement rules ⓘ position limits for commodity derivatives ⓘ product governance requirements ⓘ suitability assessment requirements ⓘ
jurisdiction	European Union ⓘ
legalBasis	Directive 2014/65/EU NERFINISHED ⓘ
monitoredBy	European Securities and Markets Authority NERFINISHED ⓘ
partOf	EU single rulebook for financial services NERFINISHED ⓘ
policyArea	capital markets union ⓘ investor protection ⓘ market transparency ⓘ
regulates	data reporting service providers ⓘ investment firms ⓘ investment services and activities ⓘ market operators ⓘ systematic internalisers ⓘ trading venues ⓘ
requires	disclosure of costs and charges to clients ⓘ post-trade transparency for certain financial instruments ⓘ pre-trade transparency for certain financial instruments ⓘ recording of electronic communications related to client orders ⓘ recording of telephone conversations related to client orders ⓘ unbundling of research and execution costs for certain clients ⓘ
shortName	MiFID NERFINISHED ⓘ MiFID II NERFINISHED ⓘ MiFIR NERFINISHED ⓘ

Referenced by (2)

Full triples — surface form annotated when it differs from this entity's canonical label.

Commissione Nazionale per le Società e la Borsa → appliesRegulation → Markets in Financial Instruments Directive II ⓘ

this entity surface form: MiFID II framework

European Securities and Markets Authority → appliesRegulation → Markets in Financial Instruments Directive II ⓘ