Form 5
E453747
Form 5 is an annual SEC filing used by company insiders to report certain transactions in the company’s securities that were not previously reported on Forms 3 or 4.
Statements (44)
| Predicate | Object |
|---|---|
| instanceOf |
U.S. Securities and Exchange Commission filing
ⓘ
insider reporting form ⓘ |
| appliesTo | public companies with securities registered under Section 12 of the Exchange Act ⓘ |
| audience |
investors
ⓘ
market analysts ⓘ regulators ⓘ |
| availability | publicly accessible through SEC filings database ⓘ |
| category |
corporate governance disclosure
ⓘ
securities regulation ⓘ |
| consequenceOfNonCompliance |
possible civil penalties
ⓘ
potential SEC enforcement action ⓘ |
| contains |
footnotes and explanatory notes
ⓘ
issuer information ⓘ reporting person information ⓘ table of derivative securities transactions ⓘ table of non-derivative securities transactions ⓘ |
| discloses |
changes in beneficial ownership of company securities
ⓘ
holdings of company securities at fiscal year-end ⓘ |
| filedWith | EDGAR system NERFINISHED ⓘ |
| filingDeadline | 45 days after the end of the issuer’s fiscal year ⓘ |
| filingFrequency | annual ⓘ |
| filingObligation | may be required even if no transactions occurred, to report holdings or confirm no reportable transactions ⓘ |
| filingTypeCode | 5 ⓘ |
| format | electronic filing ⓘ |
| helpsEnsure |
compliance with insider reporting requirements
ⓘ
transparency of insider trading and holdings ⓘ |
| isComplementedBy |
Form 3 initial statement of beneficial ownership
ⓘ
Form 4 statement of changes in beneficial ownership ⓘ |
| jurisdiction |
United States of America
ⓘ
surface form:
United States
|
| language | English ⓘ |
| legalBasis | Section 16(a) of the Securities Exchange Act of 1934 ⓘ |
| purpose |
to provide annual disclosure of some insider transactions and holdings
ⓘ
to report certain transactions in a company’s securities not previously reported on Form 3 or Form 4 ⓘ |
| regulator | U.S. Securities and Exchange Commission NERFINISHED ⓘ |
| relatedTo |
Form 3
ⓘ
Form 4 ⓘ |
| reports |
certain exempt transactions not required to be reported on Form 4
ⓘ
late reports that should have been filed on Form 4 ⓘ transactions in equity securities of a public company ⓘ |
| requiredFor | Section 16 reporting persons ⓘ |
| usedBy |
beneficial owners of more than 10% of a class of equity securities
ⓘ
company insiders ⓘ directors ⓘ officers ⓘ |
Referenced by (1)
Full triples — surface form annotated when it differs from this entity's canonical label.