Form 13F
E453746
Form 13F is a quarterly report that institutional investment managers file with the U.S. Securities and Exchange Commission to disclose their equity holdings.
All labels observed (1)
| Label | Occurrences |
|---|---|
| Form 13F canonical | 1 |
How this entity was disambiguated
This entity first appeared as the object of triple T4575625 — resolving that mention is where its identity was fixed. The disambiguator weighed these candidate entities and picked the highlighted one (or “None”, minting a new entity). This is how homonymy is resolved: the same surface form can point to different entities.
NED1
Entity disambiguation (via context triple)
gpt-5-mini-2025-08-07
Target entity: Form 13F Context triple: [SEC filings, includesFormType, Form 13F]
-
A.
SEC filings
SEC filings are mandatory financial and informational reports that publicly traded companies and certain other entities must submit to the U.S. Securities and Exchange Commission to provide transparency and protect investors.
-
B.
EDGAR
EDGAR is the U.S. Securities and Exchange Commission’s electronic filing system that provides public access to corporate financial and disclosure documents.
-
C.
Foreign Bank and Financial Accounts Reports
Foreign Bank and Financial Accounts Reports are mandatory U.S. filings that disclose individuals’ and entities’ financial interests in or authority over foreign bank and financial accounts to help prevent tax evasion and financial crimes.
-
D.
FATCA Form 8938
FATCA Form 8938 is an IRS tax form used by certain U.S. taxpayers to report specified foreign financial assets under the Foreign Account Tax Compliance Act.
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E.
Investment Adviser Registration Depository
The Investment Adviser Registration Depository (IARD) is an electronic filing system operated by FINRA that facilitates the registration, filing, and public disclosure of information about investment advisers in the United States.
- F. None of above. chosen
- G. Unsure - the case is ambiguous/there is not enough information to decide.
NED2
Entity disambiguation (via description)
gpt-5-mini-2025-08-07
Target entity: Form 13F Target entity description: Form 13F is a quarterly report that institutional investment managers file with the U.S. Securities and Exchange Commission to disclose their equity holdings.
-
A.
SEC filings
SEC filings are mandatory financial and informational reports that publicly traded companies and certain other entities must submit to the U.S. Securities and Exchange Commission to provide transparency and protect investors.
-
B.
EDGAR
EDGAR is the U.S. Securities and Exchange Commission’s electronic filing system that provides public access to corporate financial and disclosure documents.
-
C.
Foreign Bank and Financial Accounts Reports
Foreign Bank and Financial Accounts Reports are mandatory U.S. filings that disclose individuals’ and entities’ financial interests in or authority over foreign bank and financial accounts to help prevent tax evasion and financial crimes.
-
D.
FATCA Form 8938
FATCA Form 8938 is an IRS tax form used by certain U.S. taxpayers to report specified foreign financial assets under the Foreign Account Tax Compliance Act.
-
E.
Investment Adviser Registration Depository
The Investment Adviser Registration Depository (IARD) is an electronic filing system operated by FINRA that facilitates the registration, filing, and public disclosure of information about investment advisers in the United States.
- F. None of above. chosen
Statements (48)
| Predicate | Object |
|---|---|
| instanceOf |
SEC form
ⓘ
quarterly report ⓘ regulatory filing ⓘ |
| appliesTo | institutional investment managers ⓘ |
| complianceRequirement | mandatory for qualifying institutional investment managers ⓘ |
| contains |
information table of reportable securities
ⓘ
summary page ⓘ |
| country |
United States of America
ⓘ
surface form:
United States
|
| dataUsers |
academics
ⓘ
analysts ⓘ financial media ⓘ investors ⓘ |
| discloses |
CUSIP number
ⓘ
class of security ⓘ fair market value of each holding ⓘ investment discretion over the securities ⓘ long positions in certain equity securities ⓘ name of issuer of each security ⓘ number of shares held ⓘ voting authority over the securities ⓘ |
| excludes |
certain foreign securities
ⓘ
most derivatives ⓘ short positions ⓘ |
| filedBy |
banks that meet the reporting threshold
ⓘ
hedge funds that meet the reporting threshold ⓘ insurance companies that meet the reporting threshold ⓘ other institutional investment managers that meet the reporting threshold ⓘ registered investment advisers that meet the reporting threshold ⓘ |
| filingDeadline | 45 days after the end of each calendar quarter ⓘ |
| filingFrequency | quarterly ⓘ |
| introducedBy | U.S. Securities and Exchange Commission NERFINISHED ⓘ |
| introducedYear | 1978 ⓘ |
| legalBasis | Securities Exchange Act of 1934 NERFINISHED ⓘ |
| legalProvision | Section 13(f) of the Securities Exchange Act of 1934 NERFINISHED ⓘ |
| nonComplianceConsequence | potential SEC enforcement action ⓘ |
| publicAccessPlatform | SEC EDGAR database NERFINISHED ⓘ |
| publicAvailability | publicly accessible ⓘ |
| purpose |
disclosure of equity holdings by institutional investment managers
ⓘ
increase market transparency ⓘ provide information on institutional investment positions ⓘ |
| regulator | U.S. Securities and Exchange Commission NERFINISHED ⓘ |
| relatedList | Official SEC list of 13(f) securities ⓘ |
| submissionFormat | electronic filing via EDGAR ⓘ |
| thresholdCondition |
investment discretion over certain equity securities
ⓘ
market value of reportable securities of at least $100 million ⓘ |
| usedFor |
monitoring hedge fund positions
ⓘ
studying market trends ⓘ tracking institutional investor holdings ⓘ |
How these facts were elicited
The pipeline generated the facts above by prompting gpt-5.1 with this entity's name + description and the instruction below.
Instruction
You are a knowledge base construction expert. Given a subject entity and a description of it, return factual statements that you know for the subject as a JSON list of dictionaries(triples), where keys must be "subject", "predicate" and "object". The number of facts may be very high, between 25 to 50 or more, for very popular subjects. For less popular subjects, the number of facts can be very low, like 5 or 10. # Requirements - If you don't know the subject at all, return an empty list. - If the subject is not a named entity, return an empty list. - Include at least one triple where predicate is "instanceOf". - Do not get too wordy. - Separate several objects into multiple triples with one object.
Input
Subject: Form 13F Description of subject: Form 13F is a quarterly report that institutional investment managers file with the U.S. Securities and Exchange Commission to disclose their equity holdings.
Referenced by (1)
Full triples — surface form annotated when it differs from this entity's canonical label.