Form 13F
E453746
Form 13F is a quarterly report that institutional investment managers file with the U.S. Securities and Exchange Commission to disclose their equity holdings.
Statements (48)
| Predicate | Object |
|---|---|
| instanceOf |
SEC form
ⓘ
quarterly report ⓘ regulatory filing ⓘ |
| appliesTo | institutional investment managers ⓘ |
| complianceRequirement | mandatory for qualifying institutional investment managers ⓘ |
| contains |
information table of reportable securities
ⓘ
summary page ⓘ |
| country |
United States of America
ⓘ
surface form:
United States
|
| dataUsers |
academics
ⓘ
analysts ⓘ financial media ⓘ investors ⓘ |
| discloses |
CUSIP number
ⓘ
class of security ⓘ fair market value of each holding ⓘ investment discretion over the securities ⓘ long positions in certain equity securities ⓘ name of issuer of each security ⓘ number of shares held ⓘ voting authority over the securities ⓘ |
| excludes |
certain foreign securities
ⓘ
most derivatives ⓘ short positions ⓘ |
| filedBy |
banks that meet the reporting threshold
ⓘ
hedge funds that meet the reporting threshold ⓘ insurance companies that meet the reporting threshold ⓘ other institutional investment managers that meet the reporting threshold ⓘ registered investment advisers that meet the reporting threshold ⓘ |
| filingDeadline | 45 days after the end of each calendar quarter ⓘ |
| filingFrequency | quarterly ⓘ |
| introducedBy | U.S. Securities and Exchange Commission NERFINISHED ⓘ |
| introducedYear | 1978 ⓘ |
| legalBasis | Securities Exchange Act of 1934 NERFINISHED ⓘ |
| legalProvision | Section 13(f) of the Securities Exchange Act of 1934 NERFINISHED ⓘ |
| nonComplianceConsequence | potential SEC enforcement action ⓘ |
| publicAccessPlatform | SEC EDGAR database NERFINISHED ⓘ |
| publicAvailability | publicly accessible ⓘ |
| purpose |
disclosure of equity holdings by institutional investment managers
ⓘ
increase market transparency ⓘ provide information on institutional investment positions ⓘ |
| regulator | U.S. Securities and Exchange Commission NERFINISHED ⓘ |
| relatedList | Official SEC list of 13(f) securities ⓘ |
| submissionFormat | electronic filing via EDGAR ⓘ |
| thresholdCondition |
investment discretion over certain equity securities
ⓘ
market value of reportable securities of at least $100 million ⓘ |
| usedFor |
monitoring hedge fund positions
ⓘ
studying market trends ⓘ tracking institutional investor holdings ⓘ |
Referenced by (1)
Full triples — surface form annotated when it differs from this entity's canonical label.