Securities and Futures Commission of Hong Kong

E245431

The Securities and Futures Commission of Hong Kong is the independent statutory body responsible for overseeing and regulating Hong Kong’s securities and futures markets to ensure fairness, transparency, and investor protection.

All labels observed (3)

How this entity was disambiguated

Statements (49)

Predicate Object
instanceOf financial regulatory authority
independent regulator
statutory body
cooperatesWith Financial Services and the Treasury Bureau
surface form: Financial Services and the Treasury Bureau of the Government of Hong Kong

Hong Kong Stock Exchange
surface form: Hong Kong Exchanges and Clearing Limited

Hong Kong Monetary Authority
Insurance Authority of Hong Kong
International Organization of Securities Commissions
country Hong Kong, China
surface form: Hong Kong
enforces market misconduct provisions under the Securities and Futures Ordinance
governs market conduct in Hong Kong’s securities and futures markets
hasFunction approve public offering of securities and collective investment schemes
enforce securities and futures laws in Hong Kong
monitor trading on Hong Kong’s securities and futures markets
promote development of Hong Kong as an international financial centre
promote investor education
regulate takeovers and mergers of public companies in Hong Kong
hasObjective maintain fair markets
maintain transparent markets
protect investors
reduce systemic risk in Hong Kong’s securities and futures markets
hasPower conduct investigations into market misconduct
grant licences to market intermediaries
impose disciplinary sanctions on regulated persons
make rules and codes of conduct for market participants
prosecute certain offences or refer cases for prosecution
revoke licences of market intermediaries
headquartersCity Hong Kong, China
surface form: Hong Kong
headquartersLocation Hong Kong, China
surface form: Hong Kong
headquartersRegion Hong Kong, China
surface form: Hong Kong Special Administrative Region
isMemberOf International Organization of Securities Commissions
jurisdiction Hong Kong, China
surface form: Hong Kong
languageOfOfficialCommunication Chinese
English
legalBasis Securities and Futures Ordinance
legalBasisJurisdiction Laws of Hong Kong
regulates asset management industry in Hong Kong
futures markets in Hong Kong
leveraged foreign exchange trading in Hong Kong
listed companies’ compliance with listing rules (in coordination with Hong Kong Exchanges and Clearing Limited)
securities and futures intermediaries in Hong Kong
securities markets in Hong Kong
sector financial regulation
supervises fund managers in Hong Kong
futures brokers in Hong Kong
investment advisers in Hong Kong
licensed corporations in Hong Kong
registered institutions conducting securities and futures business in Hong Kong
stockbrokers in Hong Kong

How these facts were elicited

Referenced by (9)

Full triples — surface form annotated when it differs from this entity's canonical label.

Hong Kong Stock Exchange regulator Securities and Futures Commission of Hong Kong
Shanghai–Hong Kong Stock Connect regulator Securities and Futures Commission of Hong Kong
this entity surface form: Hong Kong Securities and Futures Commission
SEHK:9988 regulator Securities and Futures Commission of Hong Kong
this entity surface form: Hong Kong Securities and Futures Commission
GEM regulator Securities and Futures Commission of Hong Kong
H-shares regulatorOfListingMarket Securities and Futures Commission of Hong Kong
this entity surface form: Hong Kong Securities and Futures Commission
Shenzhen-Hong Kong Stock Connect regulator Securities and Futures Commission of Hong Kong
this entity surface form: Hong Kong Securities and Futures Commission
HK2388 regulatorJurisdiction Securities and Futures Commission of Hong Kong
Financial Services and the Treasury Bureau collaboratesWith Securities and Futures Commission of Hong Kong
this entity surface form: Securities and Futures Commission
0992.HK regulator Securities and Futures Commission of Hong Kong