CRD

E123932

CRD is a centralized online database maintained by FINRA that contains licensing and registration information on broker-dealers and their associated individuals in the U.S. financial industry.

All labels observed (1)

Label Occurrences
CRD canonical 2

How this entity was disambiguated

Statements (48)

Predicate Object
instanceOf centralized online database
securities industry registration system
accessMethod electronic filing system
online system
country United States of America
surface form: United States
dataType disciplinary history
employment history
examination results
licensing records
registration records
self-regulatory organization registrations
state registrations
fullName Central Registration Depository
industry U.S. financial industry
securities industry
jurisdiction federal securities regulation
state securities regulation
language English
maintainedBy FINRA
Financial Industry Regulatory Authority
operatedBy FINRA Technology Department
surface form: FINRA Technology and Operations
primaryFunction store licensing information on associated individuals
store licensing information on broker-dealers
store registration information on associated individuals
store registration information on broker-dealers
purpose facilitate uniform registration of associated persons
facilitate uniform registration of broker-dealers
provide centralized regulatory information
regulatorRole supports FINRA oversight of broker-dealers
supports state securities regulators
regulatoryDomain broker-dealer licensing
broker-dealer registration
individual securities licensing
individual securities registration
relatedSystem BrokerCheck
scope licensing of associated persons
licensing of broker-dealers
registration of associated persons
registration of broker-dealers
supportsForm Form BD
Form BR
Form U4
Form U5
usedBy FINRA member firms
broker-dealers
investment banks
registered representatives
securities regulators

How these facts were elicited

Referenced by (2)

Full triples — surface form annotated when it differs from this entity's canonical label.